Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/12?limit=200&registers=between&mode=atom 2020-04-05T07:54:49-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4328.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Directed Order Type 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4328 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4328.pdf https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4327.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading) 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4327 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4327.pdf https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4326.html Notice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Fourth Amendment to the ITS Plan Relating to the Elimination of the ITS Plan 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4326 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4326.pdf https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4325.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4325 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4325.pdf https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4293.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4293.pdf https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4292.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for the CBOE Stock Exchange 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4292.pdf https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4291.html Notice - SA Investment Partners LLC, et al. 2007-03-12T00:00:00-07:00 2007-03-12T00:00:00-07:00 E7-4291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4291.pdf