<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/09?registers=between Tue, 22 Apr 2025 11:30:11 -0700 Tue, 22 Apr 2025 11:30:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/09?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4219.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4219.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4219 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4219.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of 16 Commodity-Related Securities Pursuant to Unlisted Trading Privileges on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4193.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4193.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4193 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4193.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares Silver Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4192.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4192.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4192 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4192.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Request Permanent Approval of a Pilot Program Relating to Market-Makers Quoting Remotely https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4191.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4191.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4191.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4190.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4190.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4190 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4190.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collateral Management Service https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4189.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4189.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4189.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New York Governing Law https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4188.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4188.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4188.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Retroactively Reduce Fees for Nasdaq's Risk Management Service https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4187.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4187.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4187 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4187.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 15A.50 Clarifying the Circumstances Under Which the Exchange Will Automatically Route Orders to Other Market Centers to Prevent Trade-Throughs, and Rename Rule 15A https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4186.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4186.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4186.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect “As/Of” Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4185.html https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4185.html Fri, 09 Mar 2007 00:00:00 -0800 E7-4185 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4185.pdf