Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02?limit=200®isters=between&min-day=1&max-day=28&mode=atom2024-05-23T20:04:06-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3494.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions2007-02-28T00:00:00-08:002007-02-28T00:00:00-08:00E7-3494Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3494.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3493.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Opening Process for Nasdaq Market Center2007-02-28T00:00:00-08:002007-02-28T00:00:00-08:00E7-3493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3493.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3492.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Complex Trade”2007-02-28T00:00:00-08:002007-02-28T00:00:00-08:00E7-3492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3492.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3491.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 100 Share Away Markets in Non-Nasdaq Securities on XLE2007-02-28T00:00:00-08:002007-02-28T00:00:00-08:00E7-3491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3491.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3408.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Amendment to the Options Marketing Fee2007-02-28T00:00:00-08:002007-02-28T00:00:00-08:00E7-3408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3408.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3373.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc.2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3295.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3293.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3292.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3291.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a “SOLD” Indicator2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3290.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers)2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3289.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3288.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3287.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3286Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3286.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3285.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.htmlNotice - Rydex ETF Trust, et al.; Notice of Application2007-02-27T00:00:00-08:002007-02-27T00:00:00-08:00E7-3284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3284.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3173.htmlNotice - Gates Capital Partners, LLC/Bear Creek Inc.; Notice of Application2007-02-26T00:00:00-08:002007-02-26T00:00:00-08:00E7-3173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3173.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3158.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund2007-02-26T00:00:00-08:002007-02-26T00:00:00-08:00E7-3158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3158.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3157.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2007-02-26T00:00:00-08:002007-02-26T00:00:00-08:00E7-3157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3157.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.htmlNotice - Submission for OMB Review; Comment Request2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3098.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.htmlNotice - Submission for OMB Review; Comment Request2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3097.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delay in the Implementation of the Trading Phase Date of Regulation NMS2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3094.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3093.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.htmlNotice - Proposed Collection; Comment Request2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3092.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3091.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Late Trading Session and To Permit Only the Execution of Cross Orders During That Session2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3090.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3089.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3076.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Fee Discounts for Its Enhanced Sentiment Market Data Offering2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3075.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3072.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Futures Clearing Services by Providing an Alternative Method for Effecting Gross Position Adjustments and Certain Trade Management Services2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3071.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3070.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fee Changes2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3069.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.htmlNotice - Wilshire Variable Insurance Trust, et al2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3068.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3067.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3066.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.htmlNotice - Proposed Collection; Comment Request2007-02-23T00:00:00-08:002007-02-23T00:00:00-08:00E7-3027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3027.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2987.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program2007-02-22T00:00:00-08:002007-02-22T00:00:00-08:00E7-2987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2987.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2986.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Changing the Payment for Order Flow Fee for Options Subject to the Penny Pilot Program2007-02-22T00:00:00-08:002007-02-22T00:00:00-08:00E7-2986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2986.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.2007-02-22T00:00:00-08:002007-02-22T00:00:00-08:00E7-2910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2910.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2909.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V.2007-02-22T00:00:00-08:002007-02-22T00:00:00-08:00E7-2909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2909.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2852.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2849.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2848Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2848.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2845.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2844.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2843.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2842.pdfhttps://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility2007-02-20T00:00:00-08:002007-02-20T00:00:00-08:00E7-2841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2841.pdf