Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02?limit=200&registers=between&min-day=1&max-day=28&mode=atom 2024-05-23T20:04:06-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3494.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3494 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3494.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3493.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Opening Process for Nasdaq Market Center 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3493 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3493.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3492.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Complex Trade” 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3492 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3492.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3491.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 100 Share Away Markets in Non-Nasdaq Securities on XLE 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3491.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3408.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Amendment to the Options Marketing Fee 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3408 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3408.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3373.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc. 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3295.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3293.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3292.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3291.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a “SOLD” Indicator 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3290.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3289 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3289.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3288.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3287.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3286.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3285.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html Notice - Rydex ETF Trust, et al.; Notice of Application 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3284.pdf https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3173.html Notice - Gates Capital Partners, LLC/Bear Creek Inc.; Notice of Application 2007-02-26T00:00:00-08:00 2007-02-26T00:00:00-08:00 E7-3173 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3173.pdf https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3158.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund 2007-02-26T00:00:00-08:00 2007-02-26T00:00:00-08:00 E7-3158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3158.pdf https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3157.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2007-02-26T00:00:00-08:00 2007-02-26T00:00:00-08:00 E7-3157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3157.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.html Notice - Submission for OMB Review; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3098 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3098.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.html Notice - Submission for OMB Review; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3097 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3097.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delay in the Implementation of the Trading Phase Date of Regulation NMS 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3094.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3093.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.html Notice - Proposed Collection; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3092.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3091 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3091.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Late Trading Session and To Permit Only the Execution of Cross Orders During That Session 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3090 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3090.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3089 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3089.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3076.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Fee Discounts for Its Enhanced Sentiment Market Data Offering 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3075 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3075.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3072 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3072.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Futures Clearing Services by Providing an Alternative Method for Effecting Gross Position Adjustments and Certain Trade Management Services 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3071.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3070.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fee Changes 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3069.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.html Notice - Wilshire Variable Insurance Trust, et al 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3068.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3067 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3067.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3066.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.html Notice - Proposed Collection; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3027 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3027.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2987.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2987.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2986.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Changing the Payment for Order Flow Fee for Options Subject to the Penny Pilot Program 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2986.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2910.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2910.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2909.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2909.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2852 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2852.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2849 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2849.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2848 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2848.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2845.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2844.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2843.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2842.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2841.pdf