Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02?limit=200&registers=between&min-day=1&max-day=28&mode=atom 2020-07-12T02:05:46-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3494.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3494 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3494.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3493.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Opening Process for Nasdaq Market Center 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3493 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3493.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3492.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Complex Trade” 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3492 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3492.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3491.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 100 Share Away Markets in Non-Nasdaq Securities on XLE 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3491.pdf https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3408.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Amendment to the Options Marketing Fee 2007-02-28T00:00:00-08:00 2007-02-28T00:00:00-08:00 E7-3408 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3408.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3373.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc. 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3295.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3293.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3292.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3291.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a “SOLD” Indicator 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3290.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3289 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3289.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3288.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3287.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3286.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3285.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html Notice - Rydex ETF Trust, et al.; Notice of Application 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3284.pdf https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3173.html Notice - Gates Capital Partners, LLC/Bear Creek Inc.; Notice of Application 2007-02-26T00:00:00-08:00 2007-02-26T00:00:00-08:00 E7-3173 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3173.pdf https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3158.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund 2007-02-26T00:00:00-08:00 2007-02-26T00:00:00-08:00 E7-3158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3158.pdf https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3157.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2007-02-26T00:00:00-08:00 2007-02-26T00:00:00-08:00 E7-3157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3157.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.html Notice - Submission for OMB Review; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3098 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3098.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.html Notice - Submission for OMB Review; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3097 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3097.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delay in the Implementation of the Trading Phase Date of Regulation NMS 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3094.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3093.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.html Notice - Proposed Collection; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3092.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3091 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3091.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Late Trading Session and To Permit Only the Execution of Cross Orders During That Session 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3090 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3090.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3089 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3089.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3076.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Fee Discounts for Its Enhanced Sentiment Market Data Offering 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3075 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3075.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3072 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3072.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Futures Clearing Services by Providing an Alternative Method for Effecting Gross Position Adjustments and Certain Trade Management Services 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3071.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3070.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fee Changes 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3069.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.html Notice - Wilshire Variable Insurance Trust, et al 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3068.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3067 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3067.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3066.pdf https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.html Notice - Proposed Collection; Comment Request 2007-02-23T00:00:00-08:00 2007-02-23T00:00:00-08:00 E7-3027 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3027.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2987.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2987.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2986.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Changing the Payment for Order Flow Fee for Options Subject to the Penny Pilot Program 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2986.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2910.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2910.pdf https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2909.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-02-22T00:00:00-08:00 2007-02-22T00:00:00-08:00 E7-2909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2909.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2852 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2852.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2849 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2849.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2848 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2848.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2845.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2844.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2843.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2842.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2841.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2840.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2840 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2840.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2839.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2839 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2839.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2838.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating the Telephone System Line Extension Charge 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2838.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2837.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2837 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2837.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2793.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Payment for Order Flow Fees 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 E7-2793 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2793.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2792.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Revise Option Adjustment Methodology 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 E7-2792 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2792.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2765.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 E7-2765 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2765.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2764.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Calculation and Dissemination of PHLX/KBW Bank Index Values 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 E7-2764 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2764.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2722.html Notice - Submission for OMB Review; Comment Request 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 E7-2722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2722.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2721.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change Relating to Amendments to Exchange Rule 638 Concerning Mediation 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 E7-2721 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2721.pdf https://regulations.justia.com/regulations/fedreg/2007/02/16/07-722.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Marketing Fee Program 2007-02-16T00:00:00-08:00 2007-02-16T00:00:00-08:00 07-722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/07-722.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2664.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 3 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2664.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2629.html Notice - Submission for OMB Review; Comment Request 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2629.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2614.html Notice - Submission for OMB Review; Comment Request 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2614 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2614.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2613.html Notice - Proposed Collection; Comment Request 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2613 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2613.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2612.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Relating to CBOE's Determination to Trade Options on the NASDAQ 100 Index (NDX) on the Hybrid 2.0 Platform and Options on the S&P 100 (XEO) on the Hybrid Trading System 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2612 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2612.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2610.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2610.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2608.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 E7-2608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2608.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/07-726.html Notice - Sunshine Act Meeting 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 07-726 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/07-726.pdf https://regulations.justia.com/regulations/fedreg/2007/02/15/07-725.html Notice - Sunshine Act Meeting 2007-02-15T00:00:00-08:00 2007-02-15T00:00:00-08:00 07-725 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/07-725.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2550.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 E7-2550 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2550.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2549.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 712, Independent Audit 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 E7-2549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2549.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2540.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 E7-2540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2540.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2532.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish NASDAQ Last Sale Data Feeds 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 E7-2532 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2532.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2530.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Complex Order Fee Waiver 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 E7-2530 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2530.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2477.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To List and Trade Credit Default Options 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 E7-2477 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2477.pdf https://regulations.justia.com/regulations/fedreg/2007/02/14/07-696.html Notice - In the Matter of One Price Clothing Stores, Inc.; Order of Suspension of Trading 2007-02-14T00:00:00-08:00 2007-02-14T00:00:00-08:00 07-696 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/07-696.pdf https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2419.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service 2007-02-13T00:00:00-08:00 2007-02-13T00:00:00-08:00 E7-2419 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2419.pdf https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2417.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index 2007-02-13T00:00:00-08:00 2007-02-13T00:00:00-08:00 E7-2417 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2417.pdf https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2406.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 122 (Orders With More Than One Broker) Until the Availability of Full d-Quote Functions in a Particular Security or March 5, 2007, Whichever Comes First 2007-02-13T00:00:00-08:00 2007-02-13T00:00:00-08:00 E7-2406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2406.pdf https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2405.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Index Obvious Error Rule 2007-02-13T00:00:00-08:00 2007-02-13T00:00:00-08:00 E7-2405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2405.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2303.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of NASD's Short Sale Rule Contained in Rule 5100 and Short Sale Standard Contained in IM-5100 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2303 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2303.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2302.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating To CBOE's Determination To Trade Options on the iShares Russell 2000 Index Fund (IWM) on the Hybrid 2.0 Platform 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2302 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2302.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2254.html Proposed Rule - Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2254 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2254.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2253.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Facilitation Mechanism 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2253 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2253.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2252.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2252 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2252.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2251.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove All References to a Specific Regulation NMS Trading Phase Date 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2251 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2251.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2250.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2250 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2250.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2248.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2248 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2248.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2245.html Notice - Order Cancelling Registrations of Certain Transfer Agents 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2245.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2244.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Refund 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2244.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/07-629.html Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of February 12, 2007: 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 07-629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-629.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/07-608.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 07-608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-608.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Universal Price Improvement Period for Public Customer Orders 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2171.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html Notice - Submission of OMB Review; Comment Request 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2170.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C. 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2152 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2152.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2151 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2151.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange's Payment for Order Flow Plan 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2150.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2139.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2129 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2129.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html Notice - Federal Register Citation of Previous Announcement: [72 FR 5090, February 2, 2007] 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 07-610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-610.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html Proposed Rule - Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 07-548 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-548.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2093.html Notice - Joint Industry Plan; Order Approving Amendment To Add the International Securities Exchange, LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 E7-2093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2093.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2086.html Notice - Proposed Collection; Comment Request 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 E7-2086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2086.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2085.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 36 (Communication Between Exchange and Members' Offices) 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 E7-2085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2085.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2083.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 To Modify Certain Fees for Listing on The NASDAQ Stock Market and To Make Available Certain Products and Services 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 E7-2083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2083.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2061.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the U.S. Dollar/Japanese Yen Exchange Rate 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 E7-2061 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2061.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/07-554.html Notice - Country Investors Life Assurance Company, et al. 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 07-554 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/07-554.pdf https://regulations.justia.com/regulations/fedreg/2007/02/08/07-552.html Notice - In the Matter of CyberKey Solutions, Inc.; Order of Suspension of Trading 2007-02-08T00:00:00-08:00 2007-02-08T00:00:00-08:00 07-552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/07-552.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-2000.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-2000 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-2000.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1999.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc. 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1999 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1999.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1998.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1998 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1998.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1997.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1997.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1951.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1951 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1951.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1948.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1948 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1948.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1947.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1947 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1947.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1944.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Boston Options Exchange Fee Schedule 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1944.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1943.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1943.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1942.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1942 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1942.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1939.html Notice - Van Eck Associates Corporation, et al.; Notice of Application 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1939.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1938.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1938 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1938.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1937.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1937 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1937.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/07-529.html Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application January 31, 2007. 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 07-529 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/07-529.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1861.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter Into the NASD/NYSE Arca Options Agreement Pursuant to Rule 17d-2 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1861 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1861.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1860.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2007 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1860 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1860.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1859.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Periods for NASD Rules Governing Multiple MPIDs on the Trade Reporting Facilities and on the Alternative Display Facility 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1859 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1859.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1838.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 19 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1838.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1830.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1830 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1830.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1829.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1829 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1829.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1828.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1828 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1828.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1827.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1827 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1827.pdf https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1781.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the Euro/U.S. Dollar Exchange Rate 2007-02-05T00:00:00-08:00 2007-02-05T00:00:00-08:00 E7-1781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-05/pdf/E7-1781.pdf https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1777.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the British Pound/U.S. Dollar Exchange Rate 2007-02-05T00:00:00-08:00 2007-02-05T00:00:00-08:00 E7-1777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-05/pdf/E7-1777.pdf https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1763.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to Rule 2113 Long and Short Sales 2007-02-05T00:00:00-08:00 2007-02-05T00:00:00-08:00 E7-1763 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-05/pdf/E7-1763.pdf https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1718.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-02-02T00:00:00-08:00 2007-02-02T00:00:00-08:00 E7-1718 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1718.pdf https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1690.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data 2007-02-02T00:00:00-08:00 2007-02-02T00:00:00-08:00 E7-1690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1690.pdf https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1689.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Passive Price Improvement Order for Specialists and Registered Traders 2007-02-02T00:00:00-08:00 2007-02-02T00:00:00-08:00 E7-1689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1689.pdf https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1688.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Operate the Alternative Display Facility on a Permanent Basis 2007-02-02T00:00:00-08:00 2007-02-02T00:00:00-08:00 E7-1688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1688.pdf https://regulations.justia.com/regulations/fedreg/2007/02/02/07-474.html Notice - Sunshine Act Meetings 2007-02-02T00:00:00-08:00 2007-02-02T00:00:00-08:00 07-474 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/07-474.pdf https://regulations.justia.com/regulations/fedreg/2007/02/02/07-473.html Notice - In the Matter of Icon International Holdings, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.; Order of Suspension of Trading 2007-02-02T00:00:00-08:00 2007-02-02T00:00:00-08:00 07-473 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/07-473.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1616.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1616 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1616.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1595.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of CBOE Stock Exchange, LLC 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1595.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1593.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1593.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1592.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1592.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1591.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1591 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1591.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1590.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Implement a Penny Pilot Program To Quote Certain Options in Pennies 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1590 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1590.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1589.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Create an Options Penny Pilot Program 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1589.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1588.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1588.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1586.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1586.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1585.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1585.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1584.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Notice of Filing of Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1584.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1583.html Notice - Proposed Collection; Comment Request 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1583.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1582.html Notice - Proposed Collection; Comment Request 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1582.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1581.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1581.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1580.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1580 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1580.pdf