<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/27?registers=between Mon, 07 Apr 2025 05:35:44 -0700 Mon, 07 Apr 2025 05:35:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/27?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3373.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3295.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3293.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3292.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3291.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a “SOLD” Indicator https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3290.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3289 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3289.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3288.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3287.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3286.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3285.pdf Notice - Rydex ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3284.pdf