Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/27?limit=200&registers=between&mode=atom 2024-05-29T13:57:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3373.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc. 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3295.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3293.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3292.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3291.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a “SOLD” Indicator 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3290.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3289 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3289.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3288.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3287.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3286.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3285.pdf https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html Notice - Rydex ETF Trust, et al.; Notice of Application 2007-02-27T00:00:00-08:00 2007-02-27T00:00:00-08:00 E7-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3284.pdf