<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/23?registers=between Tue, 26 Nov 2024 22:53:51 -0800 Tue, 26 Nov 2024 22:53:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/23?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3098 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3098.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3097 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3097.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delay in the Implementation of the Trading Phase Date of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3094.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3093.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3092.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3091 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3091.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Late Trading Session and To Permit Only the Execution of Cross Orders During That Session https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3090 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3090.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3089 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3089.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3076.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Fee Discounts for Its Enhanced Sentiment Market Data Offering https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3075 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3075.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3072 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3072.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Futures Clearing Services by Providing an Alternative Method for Effecting Gross Position Adjustments and Certain Trade Management Services https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3071.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3070.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fee Changes https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3069.pdf Notice - Wilshire Variable Insurance Trust, et al https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3068.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3067 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3067.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3066.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3027 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3027.pdf