Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/20?limit=200&registers=between&mode=atom 2024-04-25T04:53:48-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2852 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2852.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2849 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2849.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2848 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2848.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2845.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2844.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2843.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2842.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2841.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2840.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2840 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2840.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2839.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2839 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2839.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2838.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating the Telephone System Line Extension Charge 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2838.pdf https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2837.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions 2007-02-20T00:00:00-08:00 2007-02-20T00:00:00-08:00 E7-2837 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2837.pdf