Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/12?limit=200&registers=between&mode=atom 2022-07-02T09:44:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2303.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of NASD's Short Sale Rule Contained in Rule 5100 and Short Sale Standard Contained in IM-5100 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2303 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2303.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2302.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating To CBOE's Determination To Trade Options on the iShares Russell 2000 Index Fund (IWM) on the Hybrid 2.0 Platform 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2302 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2302.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2254.html Proposed Rule - Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2254 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2254.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2253.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Facilitation Mechanism 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2253 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2253.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2252.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2252 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2252.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2251.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove All References to a Specific Regulation NMS Trading Phase Date 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2251 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2251.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2250.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2250 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2250.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2248.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2248 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2248.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2245.html Notice - Order Cancelling Registrations of Certain Transfer Agents 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2245.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2244.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Refund 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 E7-2244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2244.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/07-629.html Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of February 12, 2007: 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 07-629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-629.pdf https://regulations.justia.com/regulations/fedreg/2007/02/12/07-608.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options 2007-02-12T00:00:00-08:00 2007-02-12T00:00:00-08:00 07-608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-608.pdf