Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/09?limit=200&registers=between&mode=atom 2023-02-05T17:10:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Universal Price Improvement Period for Public Customer Orders 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2171.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html Notice - Submission of OMB Review; Comment Request 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2170.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C. 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2152 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2152.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2151 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2151.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange's Payment for Order Flow Plan 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2150.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2139.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 E7-2129 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2129.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html Notice - Federal Register Citation of Previous Announcement: [72 FR 5090, February 2, 2007] 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 07-610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-610.pdf https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html Proposed Rule - Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations 2007-02-09T00:00:00-08:00 2007-02-09T00:00:00-08:00 07-548 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-548.pdf