Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/07?limit=200&registers=between&mode=atom 2023-02-03T13:21:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-2000.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-2000 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-2000.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1999.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc. 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1999 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1999.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1998.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1998 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1998.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1997.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1997.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1951.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1951 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1951.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1948.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1948 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1948.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1947.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1947 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1947.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1944.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Boston Options Exchange Fee Schedule 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1944.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1943.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1943.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1942.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1942 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1942.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1939.html Notice - Van Eck Associates Corporation, et al.; Notice of Application 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1939.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1938.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1938 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1938.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1937.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 E7-1937 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1937.pdf https://regulations.justia.com/regulations/fedreg/2007/02/07/07-529.html Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application January 31, 2007. 2007-02-07T00:00:00-08:00 2007-02-07T00:00:00-08:00 07-529 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/07-529.pdf