Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/06?limit=200&registers=between&mode=atom 2021-11-28T10:23:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1861.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter Into the NASD/NYSE Arca Options Agreement Pursuant to Rule 17d-2 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1861 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1861.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1860.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2007 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1860 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1860.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1859.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Periods for NASD Rules Governing Multiple MPIDs on the Trade Reporting Facilities and on the Alternative Display Facility 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1859 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1859.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1838.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 19 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1838.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1830.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1830 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1830.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1829.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1829 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1829.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1828.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1828 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1828.pdf https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1827.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs 2007-02-06T00:00:00-08:00 2007-02-06T00:00:00-08:00 E7-1827 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1827.pdf