<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/02?registers=between Wed, 01 May 2024 15:52:16 -0700 Wed, 01 May 2024 15:52:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/02?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1718.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1718.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1718 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1718.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1690.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1690.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1690.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Passive Price Improvement Order for Specialists and Registered Traders https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1689.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1689.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1689.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Operate the Alternative Display Facility on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1688.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1688.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1688.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/02/02/07-474.html https://regulations.justia.com/regulations/fedreg/2007/02/02/07-474.html Fri, 02 Feb 2007 00:00:00 -0800 07-474 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/07-474.pdf Notice - In the Matter of Icon International Holdings, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/02/02/07-473.html https://regulations.justia.com/regulations/fedreg/2007/02/02/07-473.html Fri, 02 Feb 2007 00:00:00 -0800 07-473 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/07-473.pdf