Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/02/01?limit=200&registers=between&mode=atom 2022-07-03T02:10:18-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1616.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1616 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1616.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1595.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of CBOE Stock Exchange, LLC 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1595.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1593.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1593.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1592.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1592.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1591.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1591 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1591.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1590.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Implement a Penny Pilot Program To Quote Certain Options in Pennies 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1590 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1590.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1589.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Create an Options Penny Pilot Program 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1589.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1588.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1588.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1586.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1586.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1585.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1585.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1584.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Notice of Filing of Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1584.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1583.html Notice - Proposed Collection; Comment Request 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1583.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1582.html Notice - Proposed Collection; Comment Request 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1582.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1581.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1581.pdf https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1580.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-02-01T00:00:00-08:00 2007-02-01T00:00:00-08:00 E7-1580 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1580.pdf