<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01?registers=between&min-day=1&max-day=31 Sat, 27 Apr 2024 05:25:20 -0700 Sat, 27 Apr 2024 05:25:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01?registers=between&min-day=1&max-day=31 Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1520 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1520.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1519 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1519.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1510 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1510.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1509 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1509.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program To Quote Options in Penny Increments https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1508 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1508.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1507 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1507.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1506.pdf Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1475 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1475.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1382 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1382.pdf Unknown - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares[reg] S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22445.html https://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22445.html Tue, 30 Jan 2007 00:00:00 -0800 Z6-22445 Unknown http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/Z6-22445.pdf Unknown - Unregulated Contaminant Monitoring Regulation (UCMR) for Public Water Systems Revisions https://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22123.html https://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22123.html Tue, 30 Jan 2007 00:00:00 -0800 Z6-22123 Unknown http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/Z6-22123.pdf Notice - Integrity Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1408.html https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1408.html Tue, 30 Jan 2007 00:00:00 -0800 E7-1408 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1408.pdf Rule - Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1384.html https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1384.html Tue, 30 Jan 2007 00:00:00 -0800 E7-1384 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1384.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval to Proposed Rule Change Relating to Buy-Ins of Municipal Securities https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1381.html https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1381.html Tue, 30 Jan 2007 00:00:00 -0800 E7-1381 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1381.pdf Proposed Rule - Universal Internet Availability of Proxy Materials https://regulations.justia.com/regulations/fedreg/2007/01/29/E7-1184.html https://regulations.justia.com/regulations/fedreg/2007/01/29/E7-1184.html Mon, 29 Jan 2007 00:00:00 -0800 E7-1184 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-29/pdf/E7-1184.pdf Rule - Internet Availability of Proxy Materials https://regulations.justia.com/regulations/fedreg/2007/01/29/07-327.html https://regulations.justia.com/regulations/fedreg/2007/01/29/07-327.html Mon, 29 Jan 2007 00:00:00 -0800 07-327 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-29/pdf/07-327.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1230 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1230.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1229.pdf Notice - American Capital Strategies, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1228 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1228.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1227 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1227.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1226 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1226.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1225 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1225.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1224 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1224.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1220 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1220.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1219 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1219.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1186.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1183.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1182.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1181.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.html https://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.html Fri, 26 Jan 2007 00:00:00 -0800 07-372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/07-372.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1110.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1110.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1110 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1110.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.: Order Approving Proposed Rule Change; American Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; and NYSEArca, Inc.: Order Granting Accelerated Approval to Proposed Rule Changes; and Boston Stock Exchange, Inc.: Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of “Complex Trade” as Applied to Trades Through the Options Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1109.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1109.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1109 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1109.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Release of Information Through NASD's BrokerCheck https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1108.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1108.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1108 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1108.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1107.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1107.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1107 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1107.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1105.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1105.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1105 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1105.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1103.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1103.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1103 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1103.pdf Notice - Hercules Technology Growth Capital, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1061.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1061.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1061 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1061.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1060.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1060.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1060.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1059.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1059.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1059 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1059.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1058.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1058.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1058.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1057.html https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1057.html Thu, 25 Jan 2007 00:00:00 -0800 E7-1057 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1057.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, Relating to Limit Orders Submitted by Streaming Quote Traders https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-977.html https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-977.html Wed, 24 Jan 2007 00:00:00 -0800 E7-977 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-977.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to Its Linkage Order Fee https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-974.html https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-974.html Wed, 24 Jan 2007 00:00:00 -0800 E7-974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-974.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-958.html https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-958.html Wed, 24 Jan 2007 00:00:00 -0800 E7-958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-958.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-957.html https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-957.html Wed, 24 Jan 2007 00:00:00 -0800 E7-957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-957.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-956.html https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-956.html Wed, 24 Jan 2007 00:00:00 -0800 E7-956 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-956.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-954.html https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-954.html Wed, 24 Jan 2007 00:00:00 -0800 E7-954 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-954.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Application of Membership Fees https://regulations.justia.com/regulations/fedreg/2007/01/24/07-284.html https://regulations.justia.com/regulations/fedreg/2007/01/24/07-284.html Wed, 24 Jan 2007 00:00:00 -0800 07-284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/07-284.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-907.html https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-907.html Tue, 23 Jan 2007 00:00:00 -0800 E7-907 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-907.pdf Notice - MFS Series Trust X, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-905.html https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-905.html Tue, 23 Jan 2007 00:00:00 -0800 E7-905 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-905.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares® Lehman Bond Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-870.html https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-870.html Tue, 23 Jan 2007 00:00:00 -0800 E7-870 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-870.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Its Rules and Procedures With Respect to Clearing Fund Collateral https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-865.html https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-865.html Tue, 23 Jan 2007 00:00:00 -0800 E7-865 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-865.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-864.html https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-864.html Tue, 23 Jan 2007 00:00:00 -0800 E7-864 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-864.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/01/22/E7-799.html https://regulations.justia.com/regulations/fedreg/2007/01/22/E7-799.html Mon, 22 Jan 2007 00:00:00 -0800 E7-799 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-22/pdf/E7-799.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade the StreetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/22/E7-756.html https://regulations.justia.com/regulations/fedreg/2007/01/22/E7-756.html Mon, 22 Jan 2007 00:00:00 -0800 E7-756 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-22/pdf/E7-756.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.html Fri, 19 Jan 2007 00:00:00 -0800 E7-754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-754.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.html Fri, 19 Jan 2007 00:00:00 -0800 E7-692 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-692.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.html Fri, 19 Jan 2007 00:00:00 -0800 E7-691 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-691.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.html Fri, 19 Jan 2007 00:00:00 -0800 E7-690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-690.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.html Fri, 19 Jan 2007 00:00:00 -0800 E7-689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-689.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.html Fri, 19 Jan 2007 00:00:00 -0800 E7-688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-688.pdf Notice - In the Matter of Forest Resources Management Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.html https://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.html Fri, 19 Jan 2007 00:00:00 -0800 07-229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-229.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization “Facilitating” a Customer Order of at Least 10,000 Shares https://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.html https://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.html Fri, 19 Jan 2007 00:00:00 -0800 07-139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-139.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 (Definitions of Orders) https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-616.html https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-616.html Thu, 18 Jan 2007 00:00:00 -0800 E7-616 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-616.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rule Pertaining to Accommodation Liquidations (Cabinet Trades) https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-615.html https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-615.html Thu, 18 Jan 2007 00:00:00 -0800 E7-615 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-615.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-614.html https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-614.html Thu, 18 Jan 2007 00:00:00 -0800 E7-614 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-614.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-586.html https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-586.html Thu, 18 Jan 2007 00:00:00 -0800 E7-586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-586.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-585.html https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-585.html Thu, 18 Jan 2007 00:00:00 -0800 E7-585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-585.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC and the National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Changes To Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-548.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-548.html Wed, 17 Jan 2007 00:00:00 -0800 E7-548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-548.pdf Notice - Privacy Act of 1974: Notice of Alteration to Two Existing Systems of Records https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-547.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-547.html Wed, 17 Jan 2007 00:00:00 -0800 E7-547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-547.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-546.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-546.html Wed, 17 Jan 2007 00:00:00 -0800 E7-546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-546.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-545.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-545.html Wed, 17 Jan 2007 00:00:00 -0800 E7-545 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-545.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-543.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-543.html Wed, 17 Jan 2007 00:00:00 -0800 E7-543 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-543.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change To Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-540.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-540.html Wed, 17 Jan 2007 00:00:00 -0800 E7-540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-540.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-539.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-539.html Wed, 17 Jan 2007 00:00:00 -0800 E7-539 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-539.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-538.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-538.html Wed, 17 Jan 2007 00:00:00 -0800 E7-538 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-538.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-536.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-536.html Wed, 17 Jan 2007 00:00:00 -0800 E7-536 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-536.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-535.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-535.html Wed, 17 Jan 2007 00:00:00 -0800 E7-535 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-535.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-528.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-528.html Wed, 17 Jan 2007 00:00:00 -0800 E7-528 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-528.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change To Implement a Quote Mitigation Plan https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-526.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-526.html Wed, 17 Jan 2007 00:00:00 -0800 E7-526 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-526.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Grammatical Corrections to Rule 10308 https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-525.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-525.html Wed, 17 Jan 2007 00:00:00 -0800 E7-525 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-525.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt an Appeal Fee https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-479.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-479.html Wed, 17 Jan 2007 00:00:00 -0800 E7-479 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-479.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Special Order Fees https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-478.html https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-478.html Wed, 17 Jan 2007 00:00:00 -0800 E7-478 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-478.pdf Notice - Pathways Group, Inc. (n/k/a Bicoastal Communications, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/01/17/07-159.html https://regulations.justia.com/regulations/fedreg/2007/01/17/07-159.html Wed, 17 Jan 2007 00:00:00 -0800 07-159 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/07-159.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/01/17/07-147.html https://regulations.justia.com/regulations/fedreg/2007/01/17/07-147.html Wed, 17 Jan 2007 00:00:00 -0800 07-147 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/07-147.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.html Tue, 16 Jan 2007 00:00:00 -0800 E7-406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-406.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.html Tue, 16 Jan 2007 00:00:00 -0800 E7-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-405.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares® S&P Global Index Funds and iShares® MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.html Tue, 16 Jan 2007 00:00:00 -0800 E7-390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-390.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.html Tue, 16 Jan 2007 00:00:00 -0800 E7-389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-389.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.html Tue, 16 Jan 2007 00:00:00 -0800 E7-384 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-384.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.html Tue, 16 Jan 2007 00:00:00 -0800 E7-381 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-381.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22657.html https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22657.html Fri, 12 Jan 2007 00:00:00 -0800 Z6-22657 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22657.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares[reg] MSCI Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22402.html https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22402.html Fri, 12 Jan 2007 00:00:00 -0800 Z6-22402 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22402.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22398.html https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22398.html Fri, 12 Jan 2007 00:00:00 -0800 Z6-22398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22398.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision “Special Temporary Provision for Newly Traded FCO Securities” During a Temporary Period Ending on December 31, 2007 https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-313.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-313.html Fri, 12 Jan 2007 00:00:00 -0800 E7-313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-313.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 To Temporarily Adjust Tier Volume Limits https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-312.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-312.html Fri, 12 Jan 2007 00:00:00 -0800 E7-312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-312.pdf Notice - Self-Regulatory Organization; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Its Listing Rules in the Case of a Reverse Merger https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-311.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-311.html Fri, 12 Jan 2007 00:00:00 -0800 E7-311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-311.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Membership Requirements https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-305.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-305.html Fri, 12 Jan 2007 00:00:00 -0800 E7-305 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-305.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-304.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-304.html Fri, 12 Jan 2007 00:00:00 -0800 E7-304 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-304.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-303.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-303.html Fri, 12 Jan 2007 00:00:00 -0800 E7-303 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-303.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-302.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-302.html Fri, 12 Jan 2007 00:00:00 -0800 E7-302 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-302.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-301.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-301.html Fri, 12 Jan 2007 00:00:00 -0800 E7-301 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-301.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-300.html https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-300.html Fri, 12 Jan 2007 00:00:00 -0800 E7-300 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-300.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/01/12/07-113.html https://regulations.justia.com/regulations/fedreg/2007/01/12/07-113.html Fri, 12 Jan 2007 00:00:00 -0800 07-113 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/07-113.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements https://regulations.justia.com/regulations/fedreg/2007/01/11/Z6-22201.html https://regulations.justia.com/regulations/fedreg/2007/01/11/Z6-22201.html Thu, 11 Jan 2007 00:00:00 -0800 Z6-22201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/Z6-22201.pdf Rule - Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-238.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-238.html Thu, 11 Jan 2007 00:00:00 -0800 E7-238 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-238.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-236.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-236.html Thu, 11 Jan 2007 00:00:00 -0800 E7-236 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-236.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-235.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-235.html Thu, 11 Jan 2007 00:00:00 -0800 E7-235 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-235.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-234.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-234.html Thu, 11 Jan 2007 00:00:00 -0800 E7-234 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-234.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-233.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-233.html Thu, 11 Jan 2007 00:00:00 -0800 E7-233 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-233.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-232.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-232.html Thu, 11 Jan 2007 00:00:00 -0800 E7-232 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-232.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding U.S. Dollar-Denominated Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-231.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-231.html Thu, 11 Jan 2007 00:00:00 -0800 E7-231 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-231.pdf Proposed Rule - Investment Company Governance; Correction https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-210.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-210.html Thu, 11 Jan 2007 00:00:00 -0800 E7-210 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-210.pdf Notice - NexBank Securities, Inc. and NexBank Series; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-209.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-209.html Thu, 11 Jan 2007 00:00:00 -0800 E7-209 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-209.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Its Non-option Security Trading Rules https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-208.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-208.html Thu, 11 Jan 2007 00:00:00 -0800 E7-208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-208.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to Revise Rule 10322 of the NASD Code of Arbitration Procedure Pertaining to Subpoenas and the Power to Direct Appearances https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-207.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-207.html Thu, 11 Jan 2007 00:00:00 -0800 E7-207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-207.pdf Proposed Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/01/11/E6-22405.html https://regulations.justia.com/regulations/fedreg/2007/01/11/E6-22405.html Thu, 11 Jan 2007 00:00:00 -0800 E6-22405 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E6-22405.pdf Rule - Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Reef Fish Fishery of the Gulf of Mexico; Amendment 26 https://regulations.justia.com/regulations/fedreg/2007/01/11/C6-9342.html https://regulations.justia.com/regulations/fedreg/2007/01/11/C6-9342.html Thu, 11 Jan 2007 00:00:00 -0800 C6-9342 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/C6-9342.pdf Notice - Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities https://regulations.justia.com/regulations/fedreg/2007/01/11/07-55.html https://regulations.justia.com/regulations/fedreg/2007/01/11/07-55.html Thu, 11 Jan 2007 00:00:00 -0800 07-55 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/07-55.pdf Notice - New River Funds and New River Advisers LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-161.html https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-161.html Wed, 10 Jan 2007 00:00:00 -0800 E7-161 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-161.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-158.html https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-158.html Wed, 10 Jan 2007 00:00:00 -0800 E7-158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-158.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Trading Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-157.html https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-157.html Wed, 10 Jan 2007 00:00:00 -0800 E7-157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-157.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/01/10/07-62.html https://regulations.justia.com/regulations/fedreg/2007/01/10/07-62.html Wed, 10 Jan 2007 00:00:00 -0800 07-62 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/07-62.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares® S&P Global 100 Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-64.html https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-64.html Tue, 09 Jan 2007 00:00:00 -0800 E7-64 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-64.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares® MSCI Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-63.html https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-63.html Tue, 09 Jan 2007 00:00:00 -0800 E7-63 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-63.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-62.html https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-62.html Tue, 09 Jan 2007 00:00:00 -0800 E7-62 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-62.pdf Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-61.html https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-61.html Tue, 09 Jan 2007 00:00:00 -0800 E7-61 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-61.pdf Notice - FBR Fund Advisers, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-60.html https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-60.html Tue, 09 Jan 2007 00:00:00 -0800 E7-60 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-60.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the streetTRACKS® Dow Jones STOXX 50 Fund and the streetTRACKS® Dow Jones EURO STOXX 50 Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-59.html https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-59.html Tue, 09 Jan 2007 00:00:00 -0800 E7-59 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-59.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V. https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.html Mon, 08 Jan 2007 00:00:00 -0800 E7-17 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-17.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.html Mon, 08 Jan 2007 00:00:00 -0800 E7-16 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-16.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.html Mon, 08 Jan 2007 00:00:00 -0800 E7-15 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-15.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.html Mon, 08 Jan 2007 00:00:00 -0800 E7-14 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-14.pdf Proposed Rule - Investment Company Governance https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.html Mon, 08 Jan 2007 00:00:00 -0800 E7-13 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-13.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22662.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22661.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Trade Processing of Equity Securities in Connection With XLE https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22659.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22658 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22658.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22657 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22657.pdf Notice - Deutsche Bank Trust Company Americas; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22609.html https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22609.html Fri, 05 Jan 2007 00:00:00 -0800 E6-22609 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22609.pdf Notice - Opal Private Equity Fund, L.P. et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22605.html https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22605.html Fri, 05 Jan 2007 00:00:00 -0800 E6-22605 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22605.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Complex Trades https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22595.html https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22595.html Fri, 05 Jan 2007 00:00:00 -0800 E6-22595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22595.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating To Stop Orders for Exchange Traded Funds and Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22594.html https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22594.html Fri, 05 Jan 2007 00:00:00 -0800 E6-22594 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22594.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Assess Previously-Approved Fees to Former INET Data Recipients https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22593.html https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22593.html Fri, 05 Jan 2007 00:00:00 -0800 E6-22593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22593.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22592.html https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22592.html Fri, 05 Jan 2007 00:00:00 -0800 E6-22592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22592.pdf Notice - In the Matter of Cosmetic Center, Inc., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/01/05/06-9986.html https://regulations.justia.com/regulations/fedreg/2007/01/05/06-9986.html Fri, 05 Jan 2007 00:00:00 -0800 06-9986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/06-9986.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules in Connection With CBOE's Determination To Trade Certain Option Classes on Hybrid https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22544.html https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22544.html Thu, 04 Jan 2007 00:00:00 -0800 E6-22544 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22544.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22543.html https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22543.html Thu, 04 Jan 2007 00:00:00 -0800 E6-22543 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22543.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22541.html https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22541.html Thu, 04 Jan 2007 00:00:00 -0800 E6-22541 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22541.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22540.html https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22540.html Thu, 04 Jan 2007 00:00:00 -0800 E6-22540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22540.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22539.html https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22539.html Thu, 04 Jan 2007 00:00:00 -0800 E6-22539 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22539.pdf Proposed Rule - Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22531.html https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22531.html Thu, 04 Jan 2007 00:00:00 -0800 E6-22531 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22531.pdf Notice - In the Matter of Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/01/04/06-9967.html https://regulations.justia.com/regulations/fedreg/2007/01/04/06-9967.html Thu, 04 Jan 2007 00:00:00 -0800 06-9967 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/06-9967.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Trading Rotation Rules https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22451.html https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22451.html Wed, 03 Jan 2007 00:00:00 -0800 E6-22451 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22451.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Six Months https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22448.html https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22448.html Wed, 03 Jan 2007 00:00:00 -0800 E6-22448 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22448.pdf Notice - ProShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22447.html https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22447.html Wed, 03 Jan 2007 00:00:00 -0800 E6-22447 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22447.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Order Approving a Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04, Section 703.01(A), and Section 903.02 https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22446.html https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22446.html Wed, 03 Jan 2007 00:00:00 -0800 E6-22446 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22446.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares® S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22445.html https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22445.html Wed, 03 Jan 2007 00:00:00 -0800 E6-22445 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22445.pdf Notice - Ziegler Exchange Traded Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22444.html https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22444.html Wed, 03 Jan 2007 00:00:00 -0800 E6-22444 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22444.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/01/03/06-9968.html https://regulations.justia.com/regulations/fedreg/2007/01/03/06-9968.html Wed, 03 Jan 2007 00:00:00 -0800 06-9968 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/06-9968.pdf