Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-08-11T19:13:26-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.html Notice - Submission for OMB Review; Comment Request 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1520 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1520.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1519 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1519.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1510 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1510.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1509 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1509.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program To Quote Options in Penny Increments 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1508 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1508.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.html Notice - Submission for OMB Review; Comment Request 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1507 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1507.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1506.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.html Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1475 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1475.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1382 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1382.pdf https://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22445.html Unknown - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares[reg] S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges 2007-01-30T00:00:00-08:00 2007-01-30T00:00:00-08:00 Z6-22445 Unknown http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/Z6-22445.pdf https://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22123.html Unknown - Unregulated Contaminant Monitoring Regulation (UCMR) for Public Water Systems Revisions 2007-01-30T00:00:00-08:00 2007-01-30T00:00:00-08:00 Z6-22123 Unknown http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/Z6-22123.pdf https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1408.html Notice - Integrity Life Insurance Company, et al. 2007-01-30T00:00:00-08:00 2007-01-30T00:00:00-08:00 E7-1408 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1408.pdf https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1384.html Rule - Regulation NMS 2007-01-30T00:00:00-08:00 2007-01-30T00:00:00-08:00 E7-1384 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1384.pdf https://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1381.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval to Proposed Rule Change Relating to Buy-Ins of Municipal Securities 2007-01-30T00:00:00-08:00 2007-01-30T00:00:00-08:00 E7-1381 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1381.pdf https://regulations.justia.com/regulations/fedreg/2007/01/29/E7-1184.html Proposed Rule - Universal Internet Availability of Proxy Materials 2007-01-29T00:00:00-08:00 2007-01-29T00:00:00-08:00 E7-1184 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-29/pdf/E7-1184.pdf https://regulations.justia.com/regulations/fedreg/2007/01/29/07-327.html Rule - Internet Availability of Proxy Materials 2007-01-29T00:00:00-08:00 2007-01-29T00:00:00-08:00 07-327 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-29/pdf/07-327.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1230 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1230.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1229.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.html Notice - American Capital Strategies, Ltd.; Notice of Application 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1228 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1228.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1227 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1227.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1226 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1226.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1225 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1225.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1224 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1224.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1220 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1220.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1219 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1219.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1186.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1183.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1182.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1181.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.html Notice - Sunshine Act Meetings 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 07-372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/07-372.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1110.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1110 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1110.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1109.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.: Order Approving Proposed Rule Change; American Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; and NYSEArca, Inc.: Order Granting Accelerated Approval to Proposed Rule Changes; and Boston Stock Exchange, Inc.: Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of “Complex Trade” as Applied to Trades Through the Options Intermarket Linkage 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1109 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1109.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1108.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Release of Information Through NASD's BrokerCheck 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1108 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1108.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1107.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1107 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1107.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1105.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1105 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1105.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1103.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1103 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1103.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1061.html Notice - Hercules Technology Growth Capital, Inc.; Notice of Application 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1061 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1061.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1060.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1060.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1059.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1059 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1059.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1058.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1058.pdf https://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1057.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust 2007-01-25T00:00:00-08:00 2007-01-25T00:00:00-08:00 E7-1057 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1057.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-977.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, Relating to Limit Orders Submitted by Streaming Quote Traders 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 E7-977 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-977.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-974.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to Its Linkage Order Fee 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 E7-974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-974.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-958.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 E7-958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-958.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-957.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 E7-957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-957.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-956.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 E7-956 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-956.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/E7-954.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 E7-954 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-954.pdf https://regulations.justia.com/regulations/fedreg/2007/01/24/07-284.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Application of Membership Fees 2007-01-24T00:00:00-08:00 2007-01-24T00:00:00-08:00 07-284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/07-284.pdf https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-907.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits 2007-01-23T00:00:00-08:00 2007-01-23T00:00:00-08:00 E7-907 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-907.pdf https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-905.html Notice - MFS Series Trust X, et al.; Notice of Application 2007-01-23T00:00:00-08:00 2007-01-23T00:00:00-08:00 E7-905 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-905.pdf https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-870.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares® Lehman Bond Funds Pursuant to Unlisted Trading Privileges 2007-01-23T00:00:00-08:00 2007-01-23T00:00:00-08:00 E7-870 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-870.pdf https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-865.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Its Rules and Procedures With Respect to Clearing Fund Collateral 2007-01-23T00:00:00-08:00 2007-01-23T00:00:00-08:00 E7-865 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-865.pdf https://regulations.justia.com/regulations/fedreg/2007/01/23/E7-864.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas 2007-01-23T00:00:00-08:00 2007-01-23T00:00:00-08:00 E7-864 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-864.pdf https://regulations.justia.com/regulations/fedreg/2007/01/22/E7-799.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges 2007-01-22T00:00:00-08:00 2007-01-22T00:00:00-08:00 E7-799 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-22/pdf/E7-799.pdf https://regulations.justia.com/regulations/fedreg/2007/01/22/E7-756.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade the StreetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges 2007-01-22T00:00:00-08:00 2007-01-22T00:00:00-08:00 E7-756 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-22/pdf/E7-756.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-754.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-692 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-692.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-691 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-691.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-690.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-689.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-688.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.html Notice - In the Matter of Forest Resources Management Corp.; Order of Suspension of Trading 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 07-229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-229.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization “Facilitating” a Customer Order of at Least 10,000 Shares 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 07-139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-139.pdf https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-616.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 (Definitions of Orders) 2007-01-18T00:00:00-08:00 2007-01-18T00:00:00-08:00 E7-616 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-616.pdf https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-615.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rule Pertaining to Accommodation Liquidations (Cabinet Trades) 2007-01-18T00:00:00-08:00 2007-01-18T00:00:00-08:00 E7-615 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-615.pdf https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-614.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges 2007-01-18T00:00:00-08:00 2007-01-18T00:00:00-08:00 E7-614 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-614.pdf https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-586.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders 2007-01-18T00:00:00-08:00 2007-01-18T00:00:00-08:00 E7-586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-586.pdf https://regulations.justia.com/regulations/fedreg/2007/01/18/E7-585.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members 2007-01-18T00:00:00-08:00 2007-01-18T00:00:00-08:00 E7-585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-585.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-548.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC and the National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Changes To Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-548.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-547.html Notice - Privacy Act of 1974: Notice of Alteration to Two Existing Systems of Records 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-547.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-546.html Notice - Submission for OMB Review; Comment Request 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-546.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-545.html Notice - Proposed Collection; Comment Request 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-545 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-545.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-543.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-543 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-543.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-540.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change To Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-540.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-539.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association of Securities Dealers, Inc. 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-539 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-539.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-538.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-538 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-538.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-536.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-536 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-536.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-535.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-535 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-535.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-528.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-528 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-528.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-526.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change To Implement a Quote Mitigation Plan 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-526 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-526.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-525.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Grammatical Corrections to Rule 10308 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-525 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-525.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-479.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt an Appeal Fee 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-479 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-479.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/E7-478.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Special Order Fees 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 E7-478 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-478.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/07-159.html Notice - Pathways Group, Inc. (n/k/a Bicoastal Communications, Inc.); Order of Suspension of Trading 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 07-159 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/07-159.pdf https://regulations.justia.com/regulations/fedreg/2007/01/17/07-147.html Notice - Sunshine Act Meeting 2007-01-17T00:00:00-08:00 2007-01-17T00:00:00-08:00 07-147 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/07-147.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-406.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-405.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares® S&P Global Index Funds and iShares® MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-390.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-389.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-384 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-384.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-381 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-381.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22657.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 Z6-22657 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22657.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22402.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares[reg] MSCI Index Funds Pursuant to Unlisted Trading Privileges 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 Z6-22402 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22402.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22398.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 Z6-22398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22398.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-313.html Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision “Special Temporary Provision for Newly Traded FCO Securities” During a Temporary Period Ending on December 31, 2007 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-313.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-312.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 To Temporarily Adjust Tier Volume Limits 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-312.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-311.html Notice - Self-Regulatory Organization; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Its Listing Rules in the Case of a Reverse Merger 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-311.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-305.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Membership Requirements 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-305 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-305.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-304.html Notice - Submissions for OMB Review; Comment Request 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-304 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-304.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-303.html Notice - Submissions for OMB Review; Comment Request 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-303 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-303.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-302.html Notice - Submission for OMB Review; Comment Request 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-302 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-302.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-301.html Notice - Submission for OMB Review; Comment Request 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-301 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-301.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-300.html Notice - Proposed Collection; Comment Request 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 E7-300 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-300.pdf https://regulations.justia.com/regulations/fedreg/2007/01/12/07-113.html Notice - Sunshine Act Meeting 2007-01-12T00:00:00-08:00 2007-01-12T00:00:00-08:00 07-113 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/07-113.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/Z6-22201.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 Z6-22201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/Z6-22201.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-238.html Rule - Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-238 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-238.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-236.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-236 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-236.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-235.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-235 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-235.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-234.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-234 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-234.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-233.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-233 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-233.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-232.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-232 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-232.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-231.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding U.S. Dollar-Denominated Foreign Currency Options 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-231 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-231.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-210.html Proposed Rule - Investment Company Governance; Correction 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-210 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-210.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-209.html Notice - NexBank Securities, Inc. and NexBank Series; Notice of Application 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-209 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-209.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-208.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Its Non-option Security Trading Rules 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-208.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-207.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to Revise Rule 10322 of the NASD Code of Arbitration Procedure Pertaining to Subpoenas and the Power to Direct Appearances 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-207.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E6-22405.html Proposed Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E6-22405 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E6-22405.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/C6-9342.html Rule - Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Reef Fish Fishery of the Gulf of Mexico; Amendment 26 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 C6-9342 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/C6-9342.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/07-55.html Notice - Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 07-55 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/07-55.pdf https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-161.html Notice - New River Funds and New River Advisers LLC; Notice of Application 2007-01-10T00:00:00-08:00 2007-01-10T00:00:00-08:00 E7-161 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-161.pdf https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-158.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools 2007-01-10T00:00:00-08:00 2007-01-10T00:00:00-08:00 E7-158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-158.pdf https://regulations.justia.com/regulations/fedreg/2007/01/10/E7-157.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Trading Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges 2007-01-10T00:00:00-08:00 2007-01-10T00:00:00-08:00 E7-157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-157.pdf https://regulations.justia.com/regulations/fedreg/2007/01/10/07-62.html Notice - Sunshine Act Meeting 2007-01-10T00:00:00-08:00 2007-01-10T00:00:00-08:00 07-62 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/07-62.pdf https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-64.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares® S&P Global 100 Index Fund Pursuant to Unlisted Trading Privileges 2007-01-09T00:00:00-08:00 2007-01-09T00:00:00-08:00 E7-64 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-64.pdf https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-63.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares® MSCI Index Funds Pursuant to Unlisted Trading Privileges 2007-01-09T00:00:00-08:00 2007-01-09T00:00:00-08:00 E7-63 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-63.pdf https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-62.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares 2007-01-09T00:00:00-08:00 2007-01-09T00:00:00-08:00 E7-62 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-62.pdf https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-61.html Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application 2007-01-09T00:00:00-08:00 2007-01-09T00:00:00-08:00 E7-61 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-61.pdf https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-60.html Notice - FBR Fund Advisers, Inc., et al.; Notice of Application 2007-01-09T00:00:00-08:00 2007-01-09T00:00:00-08:00 E7-60 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-60.pdf https://regulations.justia.com/regulations/fedreg/2007/01/09/E7-59.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the streetTRACKS® Dow Jones STOXX 50 Fund and the streetTRACKS® Dow Jones EURO STOXX 50 Fund Pursuant to Unlisted Trading Privileges 2007-01-09T00:00:00-08:00 2007-01-09T00:00:00-08:00 E7-59 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-59.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-17 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-17.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-16 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-16.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-15 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-15.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-14 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-14.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.html Proposed Rule - Investment Company Governance 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-13 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-13.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.html Notice - Proposed Collection; Comment Request 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22662.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22661.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Trade Processing of Equity Securities in Connection With XLE 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22659.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22658 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22658.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22657 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22657.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22609.html Notice - Deutsche Bank Trust Company Americas; Notice of Application 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 E6-22609 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22609.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22605.html Notice - Opal Private Equity Fund, L.P. et al.; Notice of Application 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 E6-22605 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22605.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22595.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Complex Trades 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 E6-22595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22595.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22594.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating To Stop Orders for Exchange Traded Funds and Trust Issued Receipts 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 E6-22594 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22594.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22593.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Assess Previously-Approved Fees to Former INET Data Recipients 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 E6-22593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22593.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22592.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 E6-22592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22592.pdf https://regulations.justia.com/regulations/fedreg/2007/01/05/06-9986.html Notice - In the Matter of Cosmetic Center, Inc., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.; Order of Suspension of Trading 2007-01-05T00:00:00-08:00 2007-01-05T00:00:00-08:00 06-9986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/06-9986.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22544.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules in Connection With CBOE's Determination To Trade Certain Option Classes on Hybrid 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 E6-22544 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22544.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22543.html Notice - Proposed Collection; Comment Request 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 E6-22543 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22543.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22541.html Notice - Proposed Collection; Comment Request 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 E6-22541 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22541.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22540.html Notice - Proposed Collection; Comment Request 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 E6-22540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22540.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22539.html Notice - Proposed Collection; Comment Request 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 E6-22539 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22539.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22531.html Proposed Rule - Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 E6-22531 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22531.pdf https://regulations.justia.com/regulations/fedreg/2007/01/04/06-9967.html Notice - In the Matter of Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp.; Order of Suspension of Trading 2007-01-04T00:00:00-08:00 2007-01-04T00:00:00-08:00 06-9967 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/06-9967.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22451.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Trading Rotation Rules 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 E6-22451 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22451.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22448.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Six Months 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 E6-22448 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22448.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22447.html Notice - ProShares Trust, et al.; Notice of Application 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 E6-22447 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22447.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22446.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Order Approving a Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04, Section 703.01(A), and Section 903.02 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 E6-22446 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22446.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22445.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares® S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 E6-22445 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22445.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22444.html Notice - Ziegler Exchange Traded Trust, et al.; Notice of Application 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 E6-22444 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22444.pdf https://regulations.justia.com/regulations/fedreg/2007/01/03/06-9968.html Notice - Sunshine Act Meeting 2007-01-03T00:00:00-08:00 2007-01-03T00:00:00-08:00 06-9968 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/06-9968.pdf