Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-19T10:17:01-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.htmlNotice - Submission for OMB Review; Comment Request2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1520.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1519.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1510.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1509.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program To Quote Options in Penny Increments2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1508.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.htmlNotice - Submission for OMB Review; Comment Request2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1507.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1506.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.htmlNotice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1475Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1475.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto2007-01-31T00:00:00-08:002007-01-31T00:00:00-08:00E7-1382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1382.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22445.htmlUnknown - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares[reg] S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges2007-01-30T00:00:00-08:002007-01-30T00:00:00-08:00Z6-22445Unknownhttp://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/Z6-22445.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/30/Z6-22123.htmlUnknown - Unregulated Contaminant Monitoring Regulation (UCMR) for Public Water Systems Revisions2007-01-30T00:00:00-08:002007-01-30T00:00:00-08:00Z6-22123Unknownhttp://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/Z6-22123.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1408.htmlNotice - Integrity Life Insurance Company, et al.2007-01-30T00:00:00-08:002007-01-30T00:00:00-08:00E7-1408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1408.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1384.htmlRule - Regulation NMS2007-01-30T00:00:00-08:002007-01-30T00:00:00-08:00E7-1384Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1384.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/30/E7-1381.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval to Proposed Rule Change Relating to Buy-Ins of Municipal Securities2007-01-30T00:00:00-08:002007-01-30T00:00:00-08:00E7-1381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-30/pdf/E7-1381.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/29/E7-1184.htmlProposed Rule - Universal Internet Availability of Proxy Materials2007-01-29T00:00:00-08:002007-01-29T00:00:00-08:00E7-1184Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-29/pdf/E7-1184.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/29/07-327.htmlRule - Internet Availability of Proxy Materials2007-01-29T00:00:00-08:002007-01-29T00:00:00-08:0007-327Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-29/pdf/07-327.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1230Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1230.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1229.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.htmlNotice - American Capital Strategies, Ltd.; Notice of Application2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1228.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1227.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 22007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1226.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1225.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1224.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1220.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales)2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1219.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1186.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1183.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1182.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:00E7-1181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1181.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.htmlNotice - Sunshine Act Meetings2007-01-26T00:00:00-08:002007-01-26T00:00:00-08:0007-372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/07-372.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1110.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1110.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1109.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.: Order Approving Proposed Rule Change; American Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; and NYSEArca, Inc.: Order Granting Accelerated Approval to Proposed Rule Changes; and Boston Stock Exchange, Inc.: Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of “Complex Trade” as Applied to Trades Through the Options Intermarket Linkage2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1109.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1108.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Release of Information Through NASD's BrokerCheck2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1108.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1107.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1107.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1105.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1105.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1103.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1103.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1061.htmlNotice - Hercules Technology Growth Capital, Inc.; Notice of Application2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1061Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1061.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1060.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1060.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1059.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1059.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1058.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1058.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/25/E7-1057.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust2007-01-25T00:00:00-08:002007-01-25T00:00:00-08:00E7-1057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-25/pdf/E7-1057.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/E7-977.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, Relating to Limit Orders Submitted by Streaming Quote Traders2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:00E7-977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-977.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/E7-974.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to Its Linkage Order Fee2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:00E7-974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-974.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/E7-958.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:00E7-958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-958.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/E7-957.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:00E7-957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-957.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/E7-956.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:00E7-956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-956.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/E7-954.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:00E7-954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/E7-954.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/24/07-284.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Application of Membership Fees2007-01-24T00:00:00-08:002007-01-24T00:00:00-08:0007-284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-24/pdf/07-284.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/23/E7-907.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits2007-01-23T00:00:00-08:002007-01-23T00:00:00-08:00E7-907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-907.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/23/E7-905.htmlNotice - MFS Series Trust X, et al.; Notice of Application2007-01-23T00:00:00-08:002007-01-23T00:00:00-08:00E7-905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-905.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/23/E7-870.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares® Lehman Bond Funds Pursuant to Unlisted Trading Privileges2007-01-23T00:00:00-08:002007-01-23T00:00:00-08:00E7-870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-870.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/23/E7-865.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Its Rules and Procedures With Respect to Clearing Fund Collateral2007-01-23T00:00:00-08:002007-01-23T00:00:00-08:00E7-865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-865.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/23/E7-864.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas2007-01-23T00:00:00-08:002007-01-23T00:00:00-08:00E7-864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-23/pdf/E7-864.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/22/E7-799.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges2007-01-22T00:00:00-08:002007-01-22T00:00:00-08:00E7-799Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-22/pdf/E7-799.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/22/E7-756.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade the StreetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges2007-01-22T00:00:00-08:002007-01-22T00:00:00-08:00E7-756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-22/pdf/E7-756.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:00E7-754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-754.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:00E7-692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-692.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:00E7-691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-691.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:00E7-690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-690.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:00E7-689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-689.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:00E7-688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-688.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.htmlNotice - In the Matter of Forest Resources Management Corp.; Order of Suspension of Trading2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:0007-229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-229.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization “Facilitating” a Customer Order of at Least 10,000 Shares2007-01-19T00:00:00-08:002007-01-19T00:00:00-08:0007-139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-139.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/18/E7-616.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 (Definitions of Orders)2007-01-18T00:00:00-08:002007-01-18T00:00:00-08:00E7-616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-616.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/18/E7-615.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rule Pertaining to Accommodation Liquidations (Cabinet Trades)2007-01-18T00:00:00-08:002007-01-18T00:00:00-08:00E7-615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-615.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/18/E7-614.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges2007-01-18T00:00:00-08:002007-01-18T00:00:00-08:00E7-614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-614.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/18/E7-586.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders2007-01-18T00:00:00-08:002007-01-18T00:00:00-08:00E7-586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-586.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/18/E7-585.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members2007-01-18T00:00:00-08:002007-01-18T00:00:00-08:00E7-585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-18/pdf/E7-585.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-548.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC and the National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Changes To Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-548.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-547.htmlNotice - Privacy Act of 1974: Notice of Alteration to Two Existing Systems of Records2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-547.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-546.htmlNotice - Submission for OMB Review; Comment Request2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-546.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-545.htmlNotice - Proposed Collection; Comment Request2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-545.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-543.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-543.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-540.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change To Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-540.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-539.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association of Securities Dealers, Inc.2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-539.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-538.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-538.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-536.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-536.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-535.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business)2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-535.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-528.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”)2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-528.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-526.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change To Implement a Quote Mitigation Plan2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-526.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-525.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Grammatical Corrections to Rule 103082007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-525.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-479.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt an Appeal Fee2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-479.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/E7-478.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Special Order Fees2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:00E7-478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/E7-478.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/07-159.htmlNotice - Pathways Group, Inc. (n/k/a Bicoastal Communications, Inc.); Order of Suspension of Trading2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:0007-159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/07-159.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/17/07-147.htmlNotice - Sunshine Act Meeting2007-01-17T00:00:00-08:002007-01-17T00:00:00-08:0007-147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-17/pdf/07-147.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period2007-01-16T00:00:00-08:002007-01-16T00:00:00-08:00E7-406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-406.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade2007-01-16T00:00:00-08:002007-01-16T00:00:00-08:00E7-405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-405.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares® S&P Global Index Funds and iShares® MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges2007-01-16T00:00:00-08:002007-01-16T00:00:00-08:00E7-390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-390.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service2007-01-16T00:00:00-08:002007-01-16T00:00:00-08:00E7-389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-389.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage2007-01-16T00:00:00-08:002007-01-16T00:00:00-08:00E7-384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-384.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes2007-01-16T00:00:00-08:002007-01-16T00:00:00-08:00E7-381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-381.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22657.htmlNotice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00Z6-22657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22657.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22402.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares[reg] MSCI Index Funds Pursuant to Unlisted Trading Privileges2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00Z6-22402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22402.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22398.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00Z6-22398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/Z6-22398.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-313.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision “Special Temporary Provision for Newly Traded FCO Securities” During a Temporary Period Ending on December 31, 20072007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-313.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-312.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 To Temporarily Adjust Tier Volume Limits2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-312.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-311.htmlNotice - Self-Regulatory Organization; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Its Listing Rules in the Case of a Reverse Merger2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-311.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-305.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Membership Requirements2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-305.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-304.htmlNotice - Submissions for OMB Review; Comment Request2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-304.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-303.htmlNotice - Submissions for OMB Review; Comment Request2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-303.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-302.htmlNotice - Submission for OMB Review; Comment Request2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-302.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-301.htmlNotice - Submission for OMB Review; Comment Request2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-301.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/E7-300.htmlNotice - Proposed Collection; Comment Request2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:00E7-300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/E7-300.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/12/07-113.htmlNotice - Sunshine Act Meeting2007-01-12T00:00:00-08:002007-01-12T00:00:00-08:0007-113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-12/pdf/07-113.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/Z6-22201.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00Z6-22201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/Z6-22201.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-238.htmlRule - Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-238Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-238.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-236.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-236Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-236.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-235.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-235.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-234.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-234Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-234.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-233.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-233.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-232.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-232.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-231.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding U.S. Dollar-Denominated Foreign Currency Options2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-231Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-231.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-210.htmlProposed Rule - Investment Company Governance; Correction2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-210Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-210.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-209.htmlNotice - NexBank Securities, Inc. and NexBank Series; Notice of Application2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-209.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-208.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Its Non-option Security Trading Rules2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-208.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E7-207.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to Revise Rule 10322 of the NASD Code of Arbitration Procedure Pertaining to Subpoenas and the Power to Direct Appearances2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E7-207Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-207.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/E6-22405.htmlProposed Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 19342007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00E6-22405Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E6-22405.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/C6-9342.htmlRule - Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Reef Fish Fishery of the Gulf of Mexico; Amendment 262007-01-11T00:00:00-08:002007-01-11T00:00:00-08:00C6-9342Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/C6-9342.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/11/07-55.htmlNotice - Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities2007-01-11T00:00:00-08:002007-01-11T00:00:00-08:0007-55Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/07-55.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/10/E7-161.htmlNotice - New River Funds and New River Advisers LLC; Notice of Application2007-01-10T00:00:00-08:002007-01-10T00:00:00-08:00E7-161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-161.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/10/E7-158.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools2007-01-10T00:00:00-08:002007-01-10T00:00:00-08:00E7-158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-158.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/10/E7-157.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Trading Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges2007-01-10T00:00:00-08:002007-01-10T00:00:00-08:00E7-157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/E7-157.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/10/07-62.htmlNotice - Sunshine Act Meeting2007-01-10T00:00:00-08:002007-01-10T00:00:00-08:0007-62Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-10/pdf/07-62.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/09/E7-64.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares® S&P Global 100 Index Fund Pursuant to Unlisted Trading Privileges2007-01-09T00:00:00-08:002007-01-09T00:00:00-08:00E7-64Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-64.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/09/E7-63.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares® MSCI Index Funds Pursuant to Unlisted Trading Privileges2007-01-09T00:00:00-08:002007-01-09T00:00:00-08:00E7-63Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-63.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/09/E7-62.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares2007-01-09T00:00:00-08:002007-01-09T00:00:00-08:00E7-62Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-62.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/09/E7-61.htmlNotice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application2007-01-09T00:00:00-08:002007-01-09T00:00:00-08:00E7-61Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-61.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/09/E7-60.htmlNotice - FBR Fund Advisers, Inc., et al.; Notice of Application2007-01-09T00:00:00-08:002007-01-09T00:00:00-08:00E7-60Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-60.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/09/E7-59.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the streetTRACKS® Dow Jones STOXX 50 Fund and the streetTRACKS® Dow Jones EURO STOXX 50 Fund Pursuant to Unlisted Trading Privileges2007-01-09T00:00:00-08:002007-01-09T00:00:00-08:00E7-59Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-09/pdf/E7-59.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V.2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E7-17Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-17.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E7-16Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-16.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E7-15Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-15.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E7-14Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-14.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.htmlProposed Rule - Investment Company Governance2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E7-13Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-13.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.htmlNotice - Proposed Collection; Comment Request2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E6-22662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22662.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E6-22661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22661.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Trade Processing of Equity Securities in Connection With XLE2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E6-22659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22659.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.htmlNotice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E6-22658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22658.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.htmlNotice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems2007-01-08T00:00:00-08:002007-01-08T00:00:00-08:00E6-22657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22657.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22609.htmlNotice - Deutsche Bank Trust Company Americas; Notice of Application2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:00E6-22609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22609.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22605.htmlNotice - Opal Private Equity Fund, L.P. et al.; Notice of Application2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:00E6-22605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22605.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22595.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Complex Trades2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:00E6-22595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22595.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22594.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating To Stop Orders for Exchange Traded Funds and Trust Issued Receipts2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:00E6-22594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22594.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22593.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Assess Previously-Approved Fees to Former INET Data Recipients2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:00E6-22593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22593.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22592.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:00E6-22592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/E6-22592.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/05/06-9986.htmlNotice - In the Matter of Cosmetic Center, Inc., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.; Order of Suspension of Trading2007-01-05T00:00:00-08:002007-01-05T00:00:00-08:0006-9986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-05/pdf/06-9986.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22544.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules in Connection With CBOE's Determination To Trade Certain Option Classes on Hybrid2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:00E6-22544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22544.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22543.htmlNotice - Proposed Collection; Comment Request2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:00E6-22543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22543.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22541.htmlNotice - Proposed Collection; Comment Request2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:00E6-22541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22541.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22540.htmlNotice - Proposed Collection; Comment Request2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:00E6-22540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22540.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22539.htmlNotice - Proposed Collection; Comment Request2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:00E6-22539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22539.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/E6-22531.htmlProposed Rule - Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:00E6-22531Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/E6-22531.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/04/06-9967.htmlNotice - In the Matter of Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp.; Order of Suspension of Trading2007-01-04T00:00:00-08:002007-01-04T00:00:00-08:0006-9967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-04/pdf/06-9967.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22451.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Trading Rotation Rules2007-01-03T00:00:00-08:002007-01-03T00:00:00-08:00E6-22451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22451.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22448.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Six Months2007-01-03T00:00:00-08:002007-01-03T00:00:00-08:00E6-22448Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22448.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22447.htmlNotice - ProShares Trust, et al.; Notice of Application2007-01-03T00:00:00-08:002007-01-03T00:00:00-08:00E6-22447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22447.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22446.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Order Approving a Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04, Section 703.01(A), and Section 903.022007-01-03T00:00:00-08:002007-01-03T00:00:00-08:00E6-22446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22446.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22445.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares® S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges2007-01-03T00:00:00-08:002007-01-03T00:00:00-08:00E6-22445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22445.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/E6-22444.htmlNotice - Ziegler Exchange Traded Trust, et al.; Notice of Application2007-01-03T00:00:00-08:002007-01-03T00:00:00-08:00E6-22444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/E6-22444.pdfhttps://regulations.justia.com/regulations/fedreg/2007/01/03/06-9968.htmlNotice - Sunshine Act Meeting2007-01-03T00:00:00-08:002007-01-03T00:00:00-08:0006-9968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-01-03/pdf/06-9968.pdf