<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/31?registers=between Sat, 12 Apr 2025 23:18:01 -0700 Sat, 12 Apr 2025 23:18:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/31?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1520 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1520.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1519 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1519.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1510 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1510.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1509 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1509.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program To Quote Options in Penny Increments https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1508 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1508.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1507 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1507.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1506.pdf Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1475 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1475.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.html https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.html Wed, 31 Jan 2007 00:00:00 -0800 E7-1382 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1382.pdf