Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/31?limit=200&registers=between&mode=atom 2024-11-26T23:10:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1520.html Notice - Submission for OMB Review; Comment Request 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1520 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1520.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1519.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1519 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1519.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1510.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1510 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1510.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1509.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1509 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1509.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1508.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program To Quote Options in Penny Increments 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1508 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1508.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1507.html Notice - Submission for OMB Review; Comment Request 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1507 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1507.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1506.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1506.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1475.html Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1475 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1475.pdf https://regulations.justia.com/regulations/fedreg/2007/01/31/E7-1382.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 To Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 Thereto 2007-01-31T00:00:00-08:00 2007-01-31T00:00:00-08:00 E7-1382 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-31/pdf/E7-1382.pdf