Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/26?limit=200&registers=between&mode=atom 2021-10-20T00:31:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1230 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1230.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1229.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.html Notice - American Capital Strategies, Ltd.; Notice of Application 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1228 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1228.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1227 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1227.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1226 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1226.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1225 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1225.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1224 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1224.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1220 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1220.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1219 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1219.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1186.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1183.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1182.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 E7-1181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1181.pdf https://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.html Notice - Sunshine Act Meetings 2007-01-26T00:00:00-08:00 2007-01-26T00:00:00-08:00 07-372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/07-372.pdf