<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/16?registers=between Thu, 02 May 2024 09:47:06 -0700 Thu, 02 May 2024 09:47:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/16?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.html Tue, 16 Jan 2007 00:00:00 -0800 E7-406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-406.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.html Tue, 16 Jan 2007 00:00:00 -0800 E7-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-405.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares® S&P Global Index Funds and iShares® MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.html Tue, 16 Jan 2007 00:00:00 -0800 E7-390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-390.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.html Tue, 16 Jan 2007 00:00:00 -0800 E7-389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-389.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.html Tue, 16 Jan 2007 00:00:00 -0800 E7-384 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-384.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.html https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.html Tue, 16 Jan 2007 00:00:00 -0800 E7-381 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-381.pdf