Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/16?limit=200&registers=between&mode=atom 2021-10-26T02:35:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-406.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-406.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-405.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-405.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-390.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares® S&P Global Index Funds and iShares® MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-390.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-389.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-389.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-384.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-384 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-384.pdf https://regulations.justia.com/regulations/fedreg/2007/01/16/E7-381.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes 2007-01-16T00:00:00-08:00 2007-01-16T00:00:00-08:00 E7-381 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-16/pdf/E7-381.pdf