Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/11?limit=200&registers=between&mode=atom 2024-11-26T22:29:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/11/Z6-22201.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 Z6-22201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/Z6-22201.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-238.html Rule - Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-238 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-238.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-236.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-236 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-236.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-235.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-235 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-235.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-234.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-234 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-234.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-233.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-233 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-233.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-232.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-232 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-232.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-231.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding U.S. Dollar-Denominated Foreign Currency Options 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-231 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-231.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-210.html Proposed Rule - Investment Company Governance; Correction 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-210 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-210.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-209.html Notice - NexBank Securities, Inc. and NexBank Series; Notice of Application 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-209 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-209.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-208.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Its Non-option Security Trading Rules 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-208.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E7-207.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to Revise Rule 10322 of the NASD Code of Arbitration Procedure Pertaining to Subpoenas and the Power to Direct Appearances 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E7-207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E7-207.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/E6-22405.html Proposed Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 E6-22405 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/E6-22405.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/C6-9342.html Rule - Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Reef Fish Fishery of the Gulf of Mexico; Amendment 26 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 C6-9342 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/C6-9342.pdf https://regulations.justia.com/regulations/fedreg/2007/01/11/07-55.html Notice - Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities 2007-01-11T00:00:00-08:00 2007-01-11T00:00:00-08:00 07-55 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-11/pdf/07-55.pdf