Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/01/08?limit=200&registers=between&mode=atom 2021-03-04T21:06:14-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-17 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-17.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-16 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-16.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-15 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-15.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-14 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-14.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.html Proposed Rule - Investment Company Governance 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E7-13 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-13.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.html Notice - Proposed Collection; Comment Request 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22662.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22661.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Trade Processing of Equity Securities in Connection With XLE 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22659.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22658 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22658.pdf https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems 2007-01-08T00:00:00-08:00 2007-01-08T00:00:00-08:00 E6-22657 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22657.pdf