Securities and Exchange Commission 2006 – Federal Register Recent Federal Regulation Documents

Results 351 - 400 of 1,747
Pioneer America Income Trust, et al., Notice of Application
Document Number: E6-17619
Type: Notice
Date: 2006-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-17618
Type: Notice
Date: 2006-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Availability of the Fort Bliss, Texas and New Mexico, Mission Master Plan Supplemental Programmatic Environmental Impact Statement
Document Number: C6-8667
Type: Notice
Date: 2006-10-23
Agency: Department of Defense, Securities and Exchange Commission, Agencies and Commissions, Department of the Army, Army Department
Sunshine Act Meeting
Document Number: 06-8861
Type: Notice
Date: 2006-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Evaluation of the Carcinogenicity of Ethylene Oxide
Document Number: Z6-16921
Type: Notice
Date: 2006-10-20
Agency: Fiscal Service, Public Debt Bureau, Department of Treasury, Department of the Interior, Securities and Exchange Commission, Agencies and Commissions, Department of the Treasury, Mineral Management Service, Environmental Protection Agency
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to NYSE Arca Data
Document Number: E6-17539
Type: Notice
Date: 2006-10-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-17537
Type: Notice
Date: 2006-10-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-17397
Type: Notice
Date: 2006-10-19
Agency: Securities and Exchange Commission, Agencies and Commissions
MONY Life Insurance Company of America, et al.
Document Number: E6-17236
Type: Notice
Date: 2006-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Delaware Management Business Trust, et al.;
Document Number: E6-17082
Type: Notice
Date: 2006-10-16
Agency: Securities and Exchange Commission, Agencies and Commissions
SSgA Funds Management, Inc., et al.; Notice of Application
Document Number: E6-17060
Type: Notice
Date: 2006-10-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-8718
Type: Notice
Date: 2006-10-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants
Document Number: E6-16956
Type: Proposed Rule
Date: 2006-10-13
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is proposing for comment amendments to conform provisions of its net capital rule to changes to the net capital rule of the Commodity Futures Trading Commission. The proposed amendments would apply to broker-dealers also registered as futures commission merchants with the Commodity Futures Trading Commission. The Securities and Exchange Commission also is proposing to amend certain rules related to subordinated debt agreements to conform those rules to the Commodity Futures Trading Commission's amended net capital rules. Finally, the Securities and Exchange Commission is proposing to amend its early warning provisions to require that it be notified if a broker-dealer also registered as a futures commission merchant must warn the Commodity Futures Trading Commission or a designated self-regulatory organization that its adjusted net capital has fallen below specified levels.