Securities and Exchange Commission 2006 – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 1,747
Sunshine Act Meeting
Document Number: 06-9269
Type: Notice
Date: 2006-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Old Mutual Advisor Funds II, et al.
Document Number: E6-19238
Type: Notice
Date: 2006-11-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Putnam Diversified Income Trust, et al.; Notice of Application
Document Number: E6-19207
Type: Notice
Date: 2006-11-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-9213
Type: Notice
Date: 2006-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Annuity Investors Life Insurance Company, et al.
Document Number: E6-19075
Type: Notice
Date: 2006-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants seek an order pursuant to Section 26(c) of the 1940 Act approving the proposed substitution of shares issued by Old Mutual Insurance Series Fund, DWS Investments VIT Fund, Wells Fargo Variable Trust, and Van Kampen-The Universal Institutional Funds, Inc. (the ``Replaced Portfolios'') and held by Variable Account A, Variable Account B and Variable Account C (the ``Substitutions'').
In the Matter of FuelNation, Inc. and Sytron, Inc.; Order of Suspension of Trading
Document Number: 06-9189
Type: Notice
Date: 2006-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18950
Type: Notice
Date: 2006-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Fidelity Management & Research Company, et al.
Document Number: E6-18890
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collections; Comment Request
Document Number: E6-18830
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to the Tender Offer Best-Price Rules
Document Number: E6-18815
Type: Rule
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to the language of the third-party and issuer tender offer best-price rules to clarify that the provisions apply only with respect to the consideration offered and paid for securities tendered in a tender offer. We also are amending the third- party and issuer tender offer best-price rules to provide that any consideration that is offered and paid according to employment compensation, severance or other employee benefit arrangements entered into with security holders of the subject company that meet certain requirements will not be prohibited by the rules. Finally, we are amending the third-party and issuer tender offer best-price rules to provide a safe harbor provision so that arrangements that are approved by certain independent directors of either the subject company's or the bidder's board of directors, as applicable, will not be prohibited by the rules. These amendments are intended to make it clear that the best-price rule was not intended to capture employment compensation, severance or other employee benefit arrangements. We are also making a technical amendment to correct a cross-reference in the rules that govern the ability to delegate authority for purposes of granting exemptions under the best-price rule.
Submission for OMB Review; Comment Request
Document Number: E6-18803
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18795
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18794
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18792
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18790
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-18696
Type: Notice
Date: 2006-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collections; Comment Request
Document Number: E6-18695
Type: Notice
Date: 2006-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions