Securities and Exchange Commission 2006 – Federal Register Recent Federal Regulation Documents

Results 901 - 950 of 1,747
In the Matter of Rudy 45; Order of Suspension of Trading
Document Number: 06-5791
Type: Notice
Date: 2006-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application
Document Number: 06-5747
Type: Notice
Date: 2006-06-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-5748
Type: Notice
Date: 2006-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Fund of Funds Investments
Document Number: 06-5650
Type: Rule
Date: 2006-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting three new rules under the Investment Company Act of 1940 that address the ability of an investment company (``fund'') to acquire shares of another fund. Section 12(d)(1) of the Act prohibits, subject to certain exceptions, so-called ``fund of funds'' arrangements, in which one fund invests in the shares of another. The rules broaden the ability of a fund to invest in shares of another fund in a manner consistent with the public interest and the protection of investors. The Commission also is adopting amendments to forms used by funds to register under the Investment Company Act and offer their shares under the Securities Act of 1933. The amendments improve the transparency of the expenses of funds of funds by requiring that the expenses of the acquired funds be aggregated and shown as an additional expense in the fee table of the fund of funds.
Proposed Collection; Comment Request
Document Number: E6-9833
Type: Notice
Date: 2006-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Existing Collection; Comment Request
Document Number: E6-9689
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Plan of Organization and Operation Effective During Emergency Conditions
Document Number: C6-5232
Type: Rule
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Findings of Scientific Misconduct
Document Number: C6-5204
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions, Office of the Secretary, Department of Health and Human Services
Proposed Collection; Comment Request
Document Number: 06-5541
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
ING USA Annuity and Life Insurance Company, et al.; Notice of Application
Document Number: E6-9607
Type: Notice
Date: 2006-06-20
Agency: Securities and Exchange Commission, Agencies and Commissions