Securities and Exchange Commission 2006 – Federal Register Recent Federal Regulation Documents

Results 751 - 800 of 1,747
Sunshine Act Meeting
Document Number: 06-6571
Type: Notice
Date: 2006-07-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-6570
Type: Notice
Date: 2006-07-28
Agency: Securities and Exchange Commission, Agencies and Commissions
ING Life Insurance and Annuity Company, et al., Notice of Application
Document Number: E6-11978
Type: Notice
Date: 2006-07-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Notice
Document Number: 06-6536
Type: Notice
Date: 2006-07-27
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Solomon Alliance Group, Inc.; Order of Suspension of Trading
Document Number: 06-6535
Type: Notice
Date: 2006-07-27
Agency: Securities and Exchange Commission, Agencies and Commissions
AXA Equitable Life Insurance Company, et al.; Notice of Application
Document Number: E6-11897
Type: Notice
Date: 2006-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-11791
Type: Notice
Date: 2006-07-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collections; Comment Request
Document Number: E6-11790
Type: Notice
Date: 2006-07-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-11789
Type: Notice
Date: 2006-07-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
Document Number: 06-6410
Type: Rule
Date: 2006-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing this interpretive release with respect to the scope of ``brokerage and research services'' and client commission arrangements under Section 28(e) of the Securities Exchange Act of 1934 (``Exchange Act''). The Commission is soliciting further comment on client commission arrangements under Section 28(e).
Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process
Document Number: 06-6409
Type: Rule
Date: 2006-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is amending its Informal and Other Procedures to add a rule that facilitates Commission review and approval of the budget and accounting support fee for the Public Company Accounting Oversight Board (``PCAOB'' or ``Board''), which is required by the Sarbanes-Oxley Act of 2002.