Securities and Exchange Commission December 2006 – Federal Register Recent Federal Regulation Documents

Results 151 - 170 of 170
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E6-20632
Type: Notice
Date: 2006-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant seeks an order declaring that it has ceased to be an investment company. On October 9, 2006, each applicant transferred its assets to RS Variable Products Trust, based on net asset value. Expenses of $2,500 were incurred in connection with each reorganization and were paid by Guardian Investor Services LLC, applicants' investment adviser, or its affiliates. Filing Dates: The applications were filed on October 19, 2006, and The Guardian Bond Fund, Inc., filed an amended application on November 16, 2006. Applicants' Address: 7 Hanover Sq., New York, NY 10004.
Proposed Collection; Comment Request
Document Number: E6-20576
Type: Notice
Date: 2006-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-20575
Type: Notice
Date: 2006-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-9562
Type: Notice
Date: 2006-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-20437
Type: Notice
Date: 2006-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-20431
Type: Notice
Date: 2006-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-20430
Type: Notice
Date: 2006-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review, Comment Request
Document Number: E6-20428
Type: Notice
Date: 2006-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submissions for OMB Review; Comment Request
Document Number: E6-20427
Type: Notice
Date: 2006-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Application and Opportunity for Hearing: Software Brokers of America, Inc.
Document Number: E6-20310
Type: Notice
Date: 2006-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions