<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/29?registers=between Sun, 28 Apr 2024 10:30:15 -0700 Sun, 28 Apr 2024 10:30:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/29?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22404.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22404.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22404 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22404.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares® MSCI Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22402.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22402.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22402 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22402.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Changes and Amendment No. 1 thereto to Rules 601, 607, 612 and 629 Relating to Single Arbitrators for Claims not Exceeding $200,000 https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22401.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22401.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22401.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities That Underline Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22400.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22400.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22400.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power to Fine NYSE Member Organizations and Use of Money Collected as Fines https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22399.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22399.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22399 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22399.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22398.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22398.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22398 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22398.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change and Notice of filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto, Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses and the Deletion of NYSE Rule 300T https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22397.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22397.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22397.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Trading Sessions and Trading Halt Procedures for Certain Securities Trading on NYSE Arca, LLC https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22396.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22396.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22396 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22396.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22395.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22395.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22395 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22395.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Four iShares® GS® Commodity Indexed Trusts https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22394.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22394.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22394.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding a Permit Program for CBSX https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22392.html https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22392.html Fri, 29 Dec 2006 00:00:00 -0800 E6-22392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22392.pdf Rule - Executive Compensation Disclosure https://regulations.justia.com/regulations/fedreg/2006/12/29/06-9932.html https://regulations.justia.com/regulations/fedreg/2006/12/29/06-9932.html Fri, 29 Dec 2006 00:00:00 -0800 06-9932 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/06-9932.pdf