Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/29?limit=200&registers=between&mode=atom 2023-02-08T12:15:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22404.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22404 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22404.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22402.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares® MSCI Index Funds Pursuant to Unlisted Trading Privileges 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22402 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22402.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22401.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Changes and Amendment No. 1 thereto to Rules 601, 607, 612 and 629 Relating to Single Arbitrators for Claims not Exceeding $200,000 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22401.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22400.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities That Underline Options Traded on the Exchange 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22400.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22399.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power to Fine NYSE Member Organizations and Use of Money Collected as Fines 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22399 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22399.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22398.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22398 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22398.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22397.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change and Notice of filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto, Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses and the Deletion of NYSE Rule 300T 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22397.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22396.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Trading Sessions and Trading Halt Procedures for Certain Securities Trading on NYSE Arca, LLC 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22396 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22396.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22395.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22395 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22395.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22394.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Four iShares® GS® Commodity Indexed Trusts 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22394.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/E6-22392.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding a Permit Program for CBSX 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 E6-22392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/E6-22392.pdf https://regulations.justia.com/regulations/fedreg/2006/12/29/06-9932.html Rule - Executive Compensation Disclosure 2006-12-29T00:00:00-08:00 2006-12-29T00:00:00-08:00 06-9932 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-29/pdf/06-9932.pdf