<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/28?registers=between Sun, 24 Nov 2024 07:07:04 -0800 Sun, 24 Nov 2024 07:07:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/28?registers=between Notice - Barclays Global Fund Advisors, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22262.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22262.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22262 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22262.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22261.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22261.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22261 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22261.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22252.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22252.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22252.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22201.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22201.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22201 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22201.pdf Notice - Forum Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22200.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22200.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22200 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22200.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposal Relating to Implementation of Certain Approved Rule Changes Reflecting the Complete Separation of Nasdaq from NASD https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22199.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22199.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22199 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22199.pdf Notice - Joint Industry Plan; Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc., and to Request Permanent Approval of the Plan https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22198.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22198.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22198 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22198.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22197.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22197.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22197 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22197.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 123A.30 to Eliminate the Two Tick Rule to Allow for the Execution of CAP-DI Orders at Consecutive Destabilizing Prices Without Floor Official Approval https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22196.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22196.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22196.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22194.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22194.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22194.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC ; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22193.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22193.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22193 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22193.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22192.html https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22192.html Thu, 28 Dec 2006 00:00:00 -0800 E6-22192 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22192.pdf