Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/28?limit=200&registers=between&mode=atom 2021-01-19T01:59:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22262.html Notice - Barclays Global Fund Advisors, et al.; Notice of Application 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22262 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22262.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22261.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22261 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22261.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22252.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22252.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22201.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22201 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22201.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22200.html Notice - Forum Funds, et al.; Notice of Application 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22200 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22200.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22199.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposal Relating to Implementation of Certain Approved Rule Changes Reflecting the Complete Separation of Nasdaq from NASD 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22199 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22199.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22198.html Notice - Joint Industry Plan; Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc., and to Request Permanent Approval of the Plan 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22198 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22198.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22197.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22197 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22197.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22196.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 123A.30 to Eliminate the Two Tick Rule to Allow for the Execution of CAP-DI Orders at Consecutive Destabilizing Prices Without Floor Official Approval 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22196.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22194.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22194.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22193.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC ; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22193 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22193.pdf https://regulations.justia.com/regulations/fedreg/2006/12/28/E6-22192.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap 2006-12-28T00:00:00-08:00 2006-12-28T00:00:00-08:00 E6-22192 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-28/pdf/E6-22192.pdf