<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/27?registers=between Wed, 01 May 2024 21:57:35 -0700 Wed, 01 May 2024 21:57:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/27?registers=between Proposed Rule - Management's Report on Internal Control Over Financial Reporting https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22099.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22099.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22099 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22099.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22093.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22093.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22093 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22093.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22092.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22092.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22092 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22092.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating To Providing Certain Reports to Its Members https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22091.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22091.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22091 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22091.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Require Member Organizations To Use Their Own Mnemonics When Entering Orders https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22090.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22090.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22090 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22090.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22089.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22089.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22089 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22089.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Nasdaq Custom Data Feeds https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22087.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22087.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22087 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22087.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee for Specific Data Element https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22086.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22086.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22086 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22086.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22085.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22085.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22085 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22085.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22084.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22084.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22084 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22084.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Exchange-Traded Notes Linked to the MSCI India Total Return Index Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22083.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22083.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22083 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22083.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Permit Routing From the Matching System to a Destination Selected by a Participant https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22082.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22082.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22082.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22081.html https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22081.html Wed, 27 Dec 2006 00:00:00 -0800 E6-22081 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22081.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/12/27/06-9864.html https://regulations.justia.com/regulations/fedreg/2006/12/27/06-9864.html Wed, 27 Dec 2006 00:00:00 -0800 06-9864 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/06-9864.pdf