Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/27?limit=200&registers=between&mode=atom 2020-07-14T19:16:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22099.html Proposed Rule - Management's Report on Internal Control Over Financial Reporting 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22099 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22099.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22093.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22093 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22093.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22092.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22092 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22092.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22091.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating To Providing Certain Reports to Its Members 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22091 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22091.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22090.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Require Member Organizations To Use Their Own Mnemonics When Entering Orders 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22090 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22090.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22089.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22089 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22089.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22087.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Nasdaq Custom Data Feeds 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22087 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22087.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22086.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee for Specific Data Element 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22086 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22086.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22085.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22085 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22085.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22084.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22084 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22084.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22083.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Exchange-Traded Notes Linked to the MSCI India Total Return Index Pursuant to Unlisted Trading Privileges 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22083 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22083.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22082.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Permit Routing From the Matching System to a Destination Selected by a Participant 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22082.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/E6-22081.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 E6-22081 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/E6-22081.pdf https://regulations.justia.com/regulations/fedreg/2006/12/27/06-9864.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges 2006-12-27T00:00:00-08:00 2006-12-27T00:00:00-08:00 06-9864 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-27/pdf/06-9864.pdf