<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/26?registers=between Sun, 24 Nov 2024 05:39:30 -0800 Sun, 24 Nov 2024 05:39:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/26?registers=between Notice - Jackson National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22009.html https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22009.html Tue, 26 Dec 2006 00:00:00 -0800 E6-22009 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22009.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimalized Securities https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22007.html https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22007.html Tue, 26 Dec 2006 00:00:00 -0800 E6-22007 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22007.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Exchange Traded Funds To Trade on the Boston Equities Exchange Until 4:15 p.m. Eastern Standard Time https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22006.html https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22006.html Tue, 26 Dec 2006 00:00:00 -0800 E6-22006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22006.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22005.html https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22005.html Tue, 26 Dec 2006 00:00:00 -0800 E6-22005 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22005.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22004.html https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22004.html Tue, 26 Dec 2006 00:00:00 -0800 E6-22004 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22004.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9844.html https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9844.html Tue, 26 Dec 2006 00:00:00 -0800 06-9844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9844.pdf Proposed Rule - Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9842.html https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9842.html Tue, 26 Dec 2006 00:00:00 -0800 06-9842 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9842.pdf Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9841.html https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9841.html Tue, 26 Dec 2006 00:00:00 -0800 06-9841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9841.pdf Proposed Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9825.html https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9825.html Tue, 26 Dec 2006 00:00:00 -0800 06-9825 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9825.pdf