Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/26?limit=200&registers=between&mode=atom 2024-04-19T04:35:29-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22009.html Notice - Jackson National Life Insurance Company, et al. 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 E6-22009 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22009.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22007.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimalized Securities 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 E6-22007 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22007.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22006.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Exchange Traded Funds To Trade on the Boston Equities Exchange Until 4:15 p.m. Eastern Standard Time 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 E6-22006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22006.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22005.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 E6-22005 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22005.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/E6-22004.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 E6-22004 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/E6-22004.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9844.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 06-9844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9844.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9842.html Proposed Rule - Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 06-9842 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9842.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9841.html Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 06-9841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9841.pdf https://regulations.justia.com/regulations/fedreg/2006/12/26/06-9825.html Proposed Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks 2006-12-26T00:00:00-08:00 2006-12-26T00:00:00-08:00 06-9825 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-26/pdf/06-9825.pdf