Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/18?limit=200&registers=between&mode=atom 2024-11-24T05:28:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21480.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Customer Portfolio Margining; Order Granting Accelerated Approval to the Proposed Rule Change, as Amended 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21480.pdf https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21479.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21479 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21479.pdf https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21477.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21477 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21477.pdf https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21475.html Notice - Extension of Order Regarding Broker-Dealer Financial Statement Requirements Under Section 17 of the Exchange Act 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21475 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21475.pdf https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21474.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”), and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Customer Portfolio Margining 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21474.pdf https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21452.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance With Section 3 of Schedule A to the NASD By-Laws 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21452 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21452.pdf https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21449.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc.; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange 2006-12-18T00:00:00-08:00 2006-12-18T00:00:00-08:00 E6-21449 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21449.pdf