<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/15?registers=between Wed, 01 May 2024 12:27:58 -0700 Wed, 01 May 2024 12:27:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/15?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Linkage Fee https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21374.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21374.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21374.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules) https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21373.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21373.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21373.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Retroactive Application of an Increase to Its Linkage Order Fee https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21372.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21372.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21372 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21372.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21362.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21362.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21362 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21362.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders) https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21361.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21361.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21361 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21361.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21359.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21359.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21359 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21359.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process) https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21357.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21357.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21357 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21357.pdf Notice - The MainStay Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21342.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21342.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21342 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21342.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Integrate Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21340.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21340.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21340 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21340.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 607 Concerning the Use of the Random Selection Method To Appoint Arbitrators in Matters Not Involving Customers https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21339.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21339.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21339 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21339.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain License Fees https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21338.html https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21338.html Fri, 15 Dec 2006 00:00:00 -0800 E6-21338 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21338.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/12/15/06-9739.html https://regulations.justia.com/regulations/fedreg/2006/12/15/06-9739.html Fri, 15 Dec 2006 00:00:00 -0800 06-9739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/06-9739.pdf