Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/15?limit=200&registers=between&mode=atom 2021-07-31T19:24:27-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21374.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Linkage Fee 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21374.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21373.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules) 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21373.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21372.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Retroactive Application of an Increase to Its Linkage Order Fee 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21372 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21372.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21362.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21362 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21362.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21361.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders) 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21361 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21361.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21359.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21359 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21359.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21357.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process) 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21357 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21357.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21342.html Notice - The MainStay Funds, et al.; Notice of Application 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21342 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21342.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21340.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Integrate Brut and INET Facilities 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21340 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21340.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21339.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 607 Concerning the Use of the Random Selection Method To Appoint Arbitrators in Matters Not Involving Customers 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21339 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21339.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21338.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain License Fees 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 E6-21338 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21338.pdf https://regulations.justia.com/regulations/fedreg/2006/12/15/06-9739.html Notice - Sunshine Act Meeting Notice 2006-12-15T00:00:00-08:00 2006-12-15T00:00:00-08:00 06-9739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/06-9739.pdf