<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/13?registers=between Wed, 01 May 2024 04:00:06 -0700 Wed, 01 May 2024 04:00:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/13?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21173.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21173.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21173 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21173.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating To a Pilot Program to Quote and Trade Options in Penny Increments https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21171.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21171.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21171 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21171.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Rule 2342 Requiring Members To Provide New Customers, and All Customers Annually, Specific Information About the Securities Investor Protection Corporation (“SIPC”) https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21170.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21170.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21170 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21170.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Rule 777 Regarding Depository Eligibility https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21169.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21169.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21169 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21169.pdf Notice - The Mexico Equity and Income Fund, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21166.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21166.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21166 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21166.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21165.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21165.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21165.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Extend the Term of Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21164.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21164.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21164 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21164.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to an Escrow Program Fee To Be Charged to Escrow Banks https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21163.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21163.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21163 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21163.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Earnings Standard Included in the Exchange's Financial Listing Criteria https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21162.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21162.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21162.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21161.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21161.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21161 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21161.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class NYSE Group, Inc. (NYX) https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21160.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21160.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21160 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21160.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Assignment of Options Trading Privileges to Streaming Quote Traders and Remote Streaming Quote Traders https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21159.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21159.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21159 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21159.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Time a Marketable Order Is Exposed on the BOX Book https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21158.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21158.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21158 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21158.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21157.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21157.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21157 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21157.pdf Proposed Rule - Amendments to Regulation SHO and Rule 10a-1 https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21156.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21156.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21156 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21156.pdf Proposed Rule - Short Selling in Connection With a Public Offering https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21141.html https://regulations.justia.com/regulations/fedreg/2006/12/13/E6-21141.html Wed, 13 Dec 2006 00:00:00 -0800 E6-21141 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-13/pdf/E6-21141.pdf