Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/11?limit=200&registers=between&mode=atom 2021-09-17T16:40:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/11/E6-20966.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot 2006-12-11T00:00:00-08:00 2006-12-11T00:00:00-08:00 E6-20966 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-11/pdf/E6-20966.pdf https://regulations.justia.com/regulations/fedreg/2006/12/11/E6-20965.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Regarding Guidance for Adjudicating Clearly Erroneous Transactions Under NASD Rule 11890 2006-12-11T00:00:00-08:00 2006-12-11T00:00:00-08:00 E6-20965 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-11/pdf/E6-20965.pdf https://regulations.justia.com/regulations/fedreg/2006/12/11/E6-20964.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision “Special Temporary Provision for Newly Traded FCO Securities” During a Temporary Period Ending on December 31, 2007 2006-12-11T00:00:00-08:00 2006-12-11T00:00:00-08:00 E6-20964 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-11/pdf/E6-20964.pdf https://regulations.justia.com/regulations/fedreg/2006/12/11/E6-20963.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders 2006-12-11T00:00:00-08:00 2006-12-11T00:00:00-08:00 E6-20963 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-11/pdf/E6-20963.pdf https://regulations.justia.com/regulations/fedreg/2006/12/11/06-9638.html Notice - Sunshine Act Meeting Notice 2006-12-11T00:00:00-08:00 2006-12-11T00:00:00-08:00 06-9638 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-11/pdf/06-9638.pdf