Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/08?limit=200&registers=between&mode=atom 2022-12-06T16:45:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20886.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Exchange Rule 104.10 (“Dealings by Specialists”) 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20886 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20886.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20885.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Initial Listing Fee and One-Time Special Charge in Connection With Listing New Class of Common Shares Payable by Any Company Listed on Another National Securities Exchange That Transfers the Listing of Its Primary Class of Common Shares to the NYSE 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20885 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20885.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20884.html Rule - Delegation of Authority to Chief Administrative Law Judge 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20884 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20884.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20878.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2007 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20878 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20878.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20874.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20874 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20874.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20873.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20873 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20873.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20872.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Charged to Member Organizations for Transactions in Equity Securities 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20872 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20872.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20868.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Canadian Link Service 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20868 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20868.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20829.html Proposed Rule - Proposed Amendments to Municipal Securities Disclosure 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20829 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20829.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20806.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Guidance for Adjudicating Clearly Erroneous Transactions Under Rule 11890 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20806.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20805.html Notice - Proposed Collection; Comment Request 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20805.pdf https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20804.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange's Independent Director and Audit Committee Corporate Governance Standards 2006-12-08T00:00:00-08:00 2006-12-08T00:00:00-08:00 E6-20804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20804.pdf