Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/12/06?limit=200&registers=between&mode=atom 2024-04-19T20:47:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20658.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Clearing Fund Deficiency Calls 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20658 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20658.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20657.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20657 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20657.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20656.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment of CBSX DPMs 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20656 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20656.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20632.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20632 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20632.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20628.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSX BLADE 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20628 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20628.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20626.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20626.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20623.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend its Rules and Procedures Wth Respect to Clearing Fund Collateral 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20623 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20623.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20621.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20621 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20621.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20619.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 5 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE Hybrid Market 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20619 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20619.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20576.html Notice - Proposed Collection; Comment Request 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20576 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20576.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20575.html Notice - Proposed Collection; Comment Request 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20575 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20575.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20574.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Process Surrounding a Reverse Merger 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20574 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20574.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20572.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 E6-20572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20572.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/06-9562.html Notice - Sunshine Act Meeting 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 06-9562 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/06-9562.pdf https://regulations.justia.com/regulations/fedreg/2006/12/06/06-9544.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Minor Rule Violations in Connection With Trade Reporting 2006-12-06T00:00:00-08:00 2006-12-06T00:00:00-08:00 06-9544 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/06-9544.pdf