<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 18:51:00 -0700 Thu, 23 May 2024 18:51:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20227.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20227.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20227 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20227.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20219.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20219.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20219 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20219.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20218.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20218.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20218 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20218.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20217.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20217.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20217 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20217.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20216.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20216.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20216 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20216.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Reflect Nasdaq's Complete Separation From the NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20215.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20215.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20215 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20215.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Hybrid Electronic Quoting Fee https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20214.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20214.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20214 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20214.pdf Notice - Van Eck Worldwide Insurance Trust and Van Eck Associates Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20213.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20213.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20213.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20212.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20212.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20212 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20212.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Six-Month Pilot Program To Adopt New Initial and Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20211.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20211.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20211 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20211.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Administrative Provisions of the Rules of the Government Securities Division and the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20210.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20210.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20210 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20210.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20209.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20209.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20209 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20209.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9474.html https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9474.html Wed, 29 Nov 2006 00:00:00 -0800 06-9474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/06-9474.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9473.html https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9473.html Wed, 29 Nov 2006 00:00:00 -0800 06-9473 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/06-9473.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify an Aspect of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20134.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20134.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20134 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20134.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20133.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20133.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20133 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20133.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing BSE Fee Schedules https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20132.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20132.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20132 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20132.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20130.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20130.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20130 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20130.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20128.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20128.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20128 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20128.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange's Foreign Currency Options Floor https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20127.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20127.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20127 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20127.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20068.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20068.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20068 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20068.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20055.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20055.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20055 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20055.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to CBOE's Retail Automatic Execution System https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20054.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20054.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20054 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20054.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20053.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20053.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20053 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20053.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cash-Settled Interest Rate Futures https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20050.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20050.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20050 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20050.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20049.html https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20049.html Tue, 28 Nov 2006 00:00:00 -0800 E6-20049 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20049.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 8.3 Relating to the Appointment Costs of Certain Classes https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9426.html https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9426.html Tue, 28 Nov 2006 00:00:00 -0800 06-9426 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9426.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19984.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19984.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19984.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement a Quote Mitigation Plan https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19983.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19983.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19983.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19982.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19982.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19982.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19981.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19981.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19981 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19981.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for the Receipt and Use of Proprietary Market Data Disseminated by the Exchange https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19980.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19980.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19980.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement a Pilot Program To Trade Certain Options in Pennies https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19979.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19979.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19979 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19979.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19978.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19978.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19978 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19978.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19976.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19976.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19976 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19976.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New NASD Rule 7000C Series Relating to Fees and Credits for the Trade Reporting Facility Established by NASD and the National Stock Exchange (NASD/NSX TRF) https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19967.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19967.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19967 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19967.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Hours of Operation of the NASD/Nasdaq TRF, the OTC Reporting Facility and the Trade Reporting of Non-Nasdaq Exchange-Listed Securities Under the NASD Rule 6400 Series https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19966.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19966.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19966 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19966.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Its Certificate of Organization To Provide for the Issuance of an Additional 500,000 Shares of DTC Series A Preferred Stock https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19961.html https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19961.html Mon, 27 Nov 2006 00:00:00 -0800 E6-19961 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19961.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/11/27/06-9423.html https://regulations.justia.com/regulations/fedreg/2006/11/27/06-9423.html Mon, 27 Nov 2006 00:00:00 -0800 06-9423 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/06-9423.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools https://regulations.justia.com/regulations/fedreg/2006/11/24/E6-19850.html https://regulations.justia.com/regulations/fedreg/2006/11/24/E6-19850.html Fri, 24 Nov 2006 00:00:00 -0800 E6-19850 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-24/pdf/E6-19850.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust https://regulations.justia.com/regulations/fedreg/2006/11/24/E6-19847.html https://regulations.justia.com/regulations/fedreg/2006/11/24/E6-19847.html Fri, 24 Nov 2006 00:00:00 -0800 E6-19847 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-24/pdf/E6-19847.pdf Proposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19740.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19740.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19740 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19740.pdf Notice - The GMS Group, LLC, et al. https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19739.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19739.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19739.pdf Notice - Order Granting the New York Stock Exchange Inc.'s (n/k/a the New York Stock Exchange LLC) Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19738.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19738.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19738 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19738.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Related to Complex Order Trading https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19737.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19737.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19737 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19737.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19736.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19736.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19736 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19736.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Procedures for Executing Complex Options Orders in Open Outcry https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19735.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19735.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19735 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19735.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19734.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19734.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19734 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19734.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Permit Trading Pursuant to Unlisted Trading Privileges of streetTRACKS Gold Shares and To Establish Trading Rules to Trade, Pursuant to Unlisted Trading Privileges, Certain Securities Whose Value Is Linked to the Value of One or More Commodities https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19733.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19733.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19733 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19733.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Order Approving Proposed Rule Change Relating to Option Position and Exercise Limits and Position Reporting Obligations; and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19732.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19732.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19732 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19732.pdf