<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/29?registers=between Thu, 02 May 2024 23:18:25 -0700 Thu, 02 May 2024 23:18:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/29?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20227.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20227.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20227 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20227.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20219.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20219.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20219 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20219.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20218.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20218.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20218 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20218.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20217.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20217.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20217 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20217.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20216.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20216.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20216 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20216.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Reflect Nasdaq's Complete Separation From the NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20215.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20215.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20215 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20215.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Hybrid Electronic Quoting Fee https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20214.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20214.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20214 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20214.pdf Notice - Van Eck Worldwide Insurance Trust and Van Eck Associates Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20213.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20213.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20213.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20212.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20212.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20212 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20212.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Six-Month Pilot Program To Adopt New Initial and Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20211.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20211.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20211 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20211.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Administrative Provisions of the Rules of the Government Securities Division and the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20210.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20210.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20210 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20210.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20209.html https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20209.html Wed, 29 Nov 2006 00:00:00 -0800 E6-20209 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20209.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9474.html https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9474.html Wed, 29 Nov 2006 00:00:00 -0800 06-9474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/06-9474.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9473.html https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9473.html Wed, 29 Nov 2006 00:00:00 -0800 06-9473 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/06-9473.pdf