Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/29?limit=200&registers=between&mode=atom 2024-04-26T11:19:32-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20227.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20227 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20227.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20219.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20219 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20219.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20218.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20218 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20218.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20217.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20217 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20217.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20216.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20216 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20216.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20215.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Reflect Nasdaq's Complete Separation From the NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20215 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20215.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20214.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Hybrid Electronic Quoting Fee 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20214 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20214.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20213.html Notice - Van Eck Worldwide Insurance Trust and Van Eck Associates Corporation; Notice of Application 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20213.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20212.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20212 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20212.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20211.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Six-Month Pilot Program To Adopt New Initial and Continued Listing Standards 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20211 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20211.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20210.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Administrative Provisions of the Rules of the Government Securities Division and the Mortgage-Backed Securities Division 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20210 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20210.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/E6-20209.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 E6-20209 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/E6-20209.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9474.html Notice - Sunshine Act Meetings 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 06-9474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/06-9474.pdf https://regulations.justia.com/regulations/fedreg/2006/11/29/06-9473.html Notice - Sunshine Act Meeting 2006-11-29T00:00:00-08:00 2006-11-29T00:00:00-08:00 06-9473 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-29/pdf/06-9473.pdf