Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/28?limit=200&registers=between&mode=atom 2022-05-18T10:40:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20134.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify an Aspect of the Definition of Independent Director 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20134 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20134.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20133.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20133 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20133.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20132.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing BSE Fee Schedules 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20132 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20132.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20130.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20130 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20130.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20128.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20128 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20128.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20127.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange's Foreign Currency Options Floor 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20127 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20127.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20068.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20068 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20068.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20055.html Notice - Proposed Collection; Comment Request 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20055 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20055.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20054.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to CBOE's Retail Automatic Execution System 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20054 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20054.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20053.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20053 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20053.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20050.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cash-Settled Interest Rate Futures 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20050 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20050.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/E6-20049.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 E6-20049 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/E6-20049.pdf https://regulations.justia.com/regulations/fedreg/2006/11/28/06-9426.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 8.3 Relating to the Appointment Costs of Certain Classes 2006-11-28T00:00:00-08:00 2006-11-28T00:00:00-08:00 06-9426 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-28/pdf/06-9426.pdf