Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/27?limit=200&registers=between&mode=atom 2022-05-15T23:37:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19984.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19984.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19983.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement a Quote Mitigation Plan 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19983.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19982.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19982.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19981.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19981 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19981.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19980.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for the Receipt and Use of Proprietary Market Data Disseminated by the Exchange 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19980.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19979.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement a Pilot Program To Trade Certain Options in Pennies 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19979 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19979.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19978.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19978 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19978.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19976.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19976 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19976.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19967.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New NASD Rule 7000C Series Relating to Fees and Credits for the Trade Reporting Facility Established by NASD and the National Stock Exchange (NASD/NSX TRF) 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19967 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19967.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19966.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Hours of Operation of the NASD/Nasdaq TRF, the OTC Reporting Facility and the Trade Reporting of Non-Nasdaq Exchange-Listed Securities Under the NASD Rule 6400 Series 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19966 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19966.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/E6-19961.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Its Certificate of Organization To Provide for the Issuance of an Additional 500,000 Shares of DTC Series A Preferred Stock 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 E6-19961 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/E6-19961.pdf https://regulations.justia.com/regulations/fedreg/2006/11/27/06-9423.html Notice - Sunshine Act Meeting 2006-11-27T00:00:00-08:00 2006-11-27T00:00:00-08:00 06-9423 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-27/pdf/06-9423.pdf