<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/22?registers=between Sun, 28 Apr 2024 01:35:07 -0700 Sun, 28 Apr 2024 01:35:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/22?registers=between Proposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19740.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19740.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19740 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19740.pdf Notice - The GMS Group, LLC, et al. https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19739.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19739.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19739.pdf Notice - Order Granting the New York Stock Exchange Inc.'s (n/k/a the New York Stock Exchange LLC) Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19738.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19738.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19738 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19738.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Related to Complex Order Trading https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19737.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19737.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19737 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19737.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19736.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19736.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19736 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19736.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Procedures for Executing Complex Options Orders in Open Outcry https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19735.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19735.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19735 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19735.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19734.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19734.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19734 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19734.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Permit Trading Pursuant to Unlisted Trading Privileges of streetTRACKS Gold Shares and To Establish Trading Rules to Trade, Pursuant to Unlisted Trading Privileges, Certain Securities Whose Value Is Linked to the Value of One or More Commodities https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19733.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19733.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19733 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19733.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Order Approving Proposed Rule Change Relating to Option Position and Exercise Limits and Position Reporting Obligations; and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19732.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19732.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19732 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19732.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSTS and To Modify a Fee Schedule for ITS Transactions https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19731.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19731.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19731 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19731.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 185A, Intermarket Sweep Orders-Temporary https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19730.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19730.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19730.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19729.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19729.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19729.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Establish a Two-Year Pilot Program Exempting from TRACE Reporting Transactions in Bonds Traded on a Facility of NYSE https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19728.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19728.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19728 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19728.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify Its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members; Correction and Extension of Comment Period https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19727.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19727.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19727 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19727.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Quarterly Index Expiration or QIX https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19726.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19726.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19726 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19726.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Regarding Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19725.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19725.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19725 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19725.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unregistered Corporate Debt Securities https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19723.html https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19723.html Wed, 22 Nov 2006 00:00:00 -0800 E6-19723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19723.pdf Notice - In the Matter of Digital Gas, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/11/22/06-9332.html https://regulations.justia.com/regulations/fedreg/2006/11/22/06-9332.html Wed, 22 Nov 2006 00:00:00 -0800 06-9332 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/06-9332.pdf