Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/22?limit=200&registers=between&mode=atom 2024-04-26T15:33:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19740.html Proposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19740 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19740.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19739.html Notice - The GMS Group, LLC, et al. 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19739.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19738.html Notice - Order Granting the New York Stock Exchange Inc.'s (n/k/a the New York Stock Exchange LLC) Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19738 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19738.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19737.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Related to Complex Order Trading 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19737 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19737.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19736.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19736 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19736.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19735.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Procedures for Executing Complex Options Orders in Open Outcry 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19735 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19735.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19734.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19734 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19734.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19733.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Permit Trading Pursuant to Unlisted Trading Privileges of streetTRACKS Gold Shares and To Establish Trading Rules to Trade, Pursuant to Unlisted Trading Privileges, Certain Securities Whose Value Is Linked to the Value of One or More Commodities 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19733 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19733.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19732.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Order Approving Proposed Rule Change Relating to Option Position and Exercise Limits and Position Reporting Obligations; and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19732 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19732.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19731.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSTS and To Modify a Fee Schedule for ITS Transactions 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19731 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19731.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19730.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 185A, Intermarket Sweep Orders-Temporary 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19730.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19729.html Notice - Proposed Collection; Comment Request 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19729.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19728.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Establish a Two-Year Pilot Program Exempting from TRACE Reporting Transactions in Bonds Traded on a Facility of NYSE 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19728 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19728.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19727.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify Its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members; Correction and Extension of Comment Period 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19727 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19727.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19726.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Quarterly Index Expiration or QIX 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19726 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19726.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19725.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Regarding Quarterly Options Series 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19725 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19725.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/E6-19723.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unregistered Corporate Debt Securities 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 E6-19723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/E6-19723.pdf https://regulations.justia.com/regulations/fedreg/2006/11/22/06-9332.html Notice - In the Matter of Digital Gas, Inc.; Order of Suspension of Trading 2006-11-22T00:00:00-08:00 2006-11-22T00:00:00-08:00 06-9332 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-22/pdf/06-9332.pdf